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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

DESCHAINE & COMPANY, L.L.C.

CRD 116720

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:89fc4cd9-3be4-8e97-513c-b8ae0e507e7c

Data as of Apr 1, 2015 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Nov 18, 2011 to Apr 1, 2015
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $83.1MItem 5.F on the latest filing (2015-04-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $83.1M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 4
Accounts: 225
SEC number: 801-80015
CRD: 116720
Filings on the tape: 18
First filed: Nov 18, 2011
Latest filed: Apr 1, 2015
Organised: Limited Liability Company, Illinois

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DAVIS, WILLIAM, PATRICK	CHIEF INVESTMENT OFFICER	Na	yes	06/2014	Jun 25, 2014	Apr 1, 2015
DESCHAINE, MARNIE, ELIZABETH	PRESIDENT & MANAGING MEMBER	E	yes	05/1997	Nov 18, 2011	Apr 1, 2015
WIELAND, BRIAN, MICHAEL	CHIEF COMPLIANCE OFFICER	Na	yes	06/2014	Jun 25, 2014	Apr 1, 2015

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
ST. LOUIS	Mo	United States	n/a	no
n/a	n/a	n/a	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Feb 27, 2015	$83.1M	$83.1M	4	3	n/a	n/a	n/a
2011	Mar 28, 2012	$77.8M	$77.8M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$83.1M	n/a	n/a	$77.8M	2.2%	4	n/a	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ARCHFORD CAPITAL STRATEGIES, LLC	2	Nov 6, 2015	Aug 26, 2015	BELLEVILLE, IL	Team lift out	Other	100.0%

Relationships

Controls (3)

← DESCHAINE, MARNIE, ELIZABETHOwnerPRESIDENT & MANAGING MEMBER, ownership code E, individual
Nov 18, 2011 to presentfactForm ADV
← WIELAND, BRIAN, MICHAELOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 25, 2014 to presentfactForm ADV
← DAVIS, WILLIAM, PATRICKOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Jun 25, 2014 to presentfactForm ADV

Registered with (5)

← MARNIE ELIZABETH DESCHAINE VENNEMANAdvisorregistration: previous registration
Jun 4, 1999 to Nov 6, 2015factForm ADV
← WILLIAM PATRICK DAVISAdvisorregistration: previous registration
Oct 3, 2012 to Nov 6, 2015factForm ADV
← BRIAN MICHAEL WIELANDAdvisorregistration: previous registration
Jan 2, 2014 to Sep 4, 2015factForm ADV
← JASON MICHAEL LOYDAdvisorregistration: previous registration
Jul 21, 2009 to Sep 30, 2014factForm ADV
← MATTHEW THOMAS POWERSAdvisorregistration: previous registration
Jul 21, 2009 to Sep 30, 2014factForm ADV

Moved with (1)

→ ARCHFORD CAPITAL STRATEGIES, LLCRegistered adviser2 advisors, team lift out, same day
Nov 6, 2015 to Aug 26, 2015factForm ADV

Dated events

Occurred
Jun 25, 2014
First Form ADV filing
Deschaine & Company, L.L.C. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:89fc4cd9-3be4-8e97-513c-b8ae0e507e7c
First observed: Nov 18, 2011
Last observed: Apr 1, 2015 139 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DESCHAINE & COMPANY, L.L.C.

CRD 116720

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:89fc4cd9-3be4-8e97-513c-b8ae0e507e7c

Data as of Apr 1, 2015 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:37 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DAVIS, WILLIAM, PATRICK

CHIEF INVESTMENT OFFICER

yes

06/2014

Jun 25, 2014

Apr 1, 2015

DESCHAINE, MARNIE, ELIZABETH

PRESIDENT & MANAGING MEMBER

yes

05/1997

Nov 18, 2011

Apr 1, 2015

WIELAND, BRIAN, MICHAEL

CHIEF COMPLIANCE OFFICER

yes

06/2014

Jun 25, 2014

Apr 1, 2015

City

State

Country

Employees

Also broker-dealer

ST. LOUIS

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Feb 27, 2015

$83.1M

n/a

2011

Mar 28, 2012

$77.8M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$83.1M

n/a

$77.8M

2.2%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ARCHFORD CAPITAL STRATEGIES, LLC

Nov 6, 2015

Aug 26, 2015

BELLEVILLE, IL

Team lift out

Other

100.0%