DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Deschaine & Company, L.L.C.

Former SEC-registered adviserCRD 116720SEC 801-80015IAPD
Latest filing Apr 1, 2015
First filing on the tape Nov 18, 2011 · 18 filings
RAUM
$83.1M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$83.1M as of Feb 27, 2015
Mar 28, 2012$77.8M then
HNW client RAUM: no history
State-registered IARs (5.B.3): 4
Employees (5.A): 4
Private funds: no history
RAUM n/a over the last fiscal year+2.2% a year over three
Practice profile
derived from the filing of Apr 1, 2015; every figure names its basis
RAUM per advisor
$20.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$369,444derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.3derived3 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, otherreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
225reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Patrick William Davis · Chief Investment Officercontrol
      since 06/2014 · owns less than 5%
    • Elizabeth Marnie Deschaine · President & Managing Membercontrol
      since 05/1997 · owns 75% or more
    • Michael Brian Wieland · Chief Compliance Officercontrol
      since 06/2014 · owns less than 5%
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    • St. Louis, MO
    • ,
    What changed
    consecutive filings, newest first
    • Advisory employees · 3 to 4
      Mar 2, 2015 to Mar 5, 2015
    • Accounts · 636 to 225
      Jan 2, 2015 to Feb 27, 2015
    • Advisory employees · 6 to 3
      Jan 2, 2015 to Feb 27, 2015
    • Employees · 7 to 4
      Jan 2, 2015 to Feb 27, 2015
    • State-registered IARs · 6 to 4
      Jan 2, 2015 to Feb 27, 2015
    • Discretionary RAUM · $132M to $83.1M
      Jan 2, 2015 to Feb 27, 2015
    • RAUM · $132M to $83.1M
      Jan 2, 2015 to Feb 27, 2015
    • Accounts · 474 to 636
      May 25, 2012 to Jun 25, 2014
    • Advisory employees · unset to 6.0
      May 25, 2012 to Jun 25, 2014
    • Employees · unset to 7.0
      May 25, 2012 to Jun 25, 2014
    • State-registered IARs · unset to 6.0
      May 25, 2012 to Jun 25, 2014
    • Discretionary RAUM · $77.8M to $132M
      May 25, 2012 to Jun 25, 2014
    • RAUM · $77.8M to $132M
      May 25, 2012 to Jun 25, 2014
    • Accounts · 374 to 474
      Feb 10, 2012 to Mar 28, 2012
    • Discretionary RAUM · $56.9M to $77.8M
      Feb 10, 2012 to Mar 28, 2012
    • RAUM · $56.9M to $77.8M
      Feb 10, 2012 to Mar 28, 2012
    Signals
    1 dated events
    • Deschaine & Company, L.L.C. filed its initial SEC registration (Form ADV)
      Jun 25, 2014 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026