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Advisor at AE WEALTH MANAGEMENT, LLC
Elgin, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AE WEALTH MANAGEMENT, LLC | Bd affiliated wealth | Nov 18, 2016 | n/a | yes | Elgin, IL | Current employment |
| HARVEST INVESTMENT SERVICES, LLC | Independent wealth | Jun 14, 2016 | Nov 22, 2016 | no | Elgin, IL|OAKBROOK TERRACE, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HARVEST INVESTMENT SERVICES, LLC | AE WEALTH MANAGEMENT, LLC | Nov 22, 2016 | Nov 18, 2016 | -4 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 159390:282580:IL:2016-11-22 | Nov 22, 2016 | Nov 18, 2016 | OAKBROOK TERRACE, IL | Firm change |