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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

CHRISTINE MARIE Miller

Advisor at RAYMOND JAMES & ASSOCIATES, INC.

Naperville, IL

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Search this name across graphsid dfx:ria:8a3e0d50-817a-bc49-5c6b-59656aeeb203

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 12, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES & ASSOCIATES, INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 14, 1988earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Dec 14, 1988
First registration: Jul 12, 2001
Dual registered: yes, broker-dealer
Other names: CHRISTINE MARIE FLORIAN|CHRISTINE MARIE BRADFORD|CHRISTINE MARIE WAIGAND
IAPD individual key: 1896645

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Feb 15, 2012	n/a	yes	Naperville, IL	Current employment
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Nov 14, 2008	Mar 2, 2010	no	Naperville, IL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Dec 12, 2008	no	NAPERVILLE, IL	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Apr 17, 2002	Jan 1, 2008	no	NAPERVILLE, IL\|NAPERVILLE, IL\|ST. LOUIS, MO	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 12, 2001	Apr 16, 2002	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	RAYMOND JAMES & ASSOCIATES, INC.	Dec 12, 2008	Nov 14, 2008	-28	Firm change	Wirehouse to ibd
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	A. G. EDWARDS & SONS, INC.	Apr 16, 2002	Apr 17, 2002	1	Firm change	Other

Relationships

Registered with (4)

→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Nov 14, 2008 to Mar 2, 2010factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Dec 12, 2008factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Apr 17, 2002 to Jan 1, 2008factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jul 12, 2001 to Apr 16, 2002factForm ADV

Dated events

No dated event names this entity yet.