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Registered advisor
C•••••••• M•••• M•••••
Feed of 09/14/2026
Also filed as C•••••••• M•••• Florian
At current firm
14 y
since Feb 15, 2012
In the industry
37 y
since Dec 14, 1988 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Feb 15, 2012 · Naperville, Il
- R•••••• J•••• • A••••••••• I••• national BDNov 14, 2008 to Mar 2, 2010 · Naperville, Il
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Dec 12, 2008 · Naperville, Il
- A• G• E•••••• • S•••• I••• unclassifiedApr 17, 2002 to Jan 1, 2008 · Naperville, Il
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 12, 2001 to Apr 16, 2002 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••left Dec 12, 2008, registered Nov 14, 2008 (-28 days) · Wirehouse to affiliated broker-dealer or bank
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A• G• E•••••• • S•••• I•••left Apr 16, 2002, registered Apr 17, 2002 (1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address