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M•••••••• R•••••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst28 years in industry

M•••••••• R•••••• P••••••

Advisor at M•• C•••••• I••••••••• L••

ALPHARETTA, GA

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Search this name across graphsid dfx:ria:2e81288a-08b7-a41b-1608-1c19798b33f7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 18, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• C•••••• I••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 17, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M•• C•••••• I••••••••• L••	Independent wealth	Apr 16, 2013	n/a	yes	ALPHARETTA, GA	Current employment
M•• C•••••••• L••	Former SEC adviser	Dec 21, 2021	Mar 3, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•• C•••••••• L••	n/a	Mar 3, 2025	n/a	n/a	Departure no registered destination	Departure
N•••••• C•••••• M•••••••••	M•• C•••••• I••••••••• L••	Mar 2, 2013	Apr 16, 2013

Relationships

Registered with (4)

→ M•• C•••••• I••••••••• L••Registered adviserregistration: current employment
Apr 16, 2013 to presentfactForm ADV
→ M•• C•••••••• L••Registered adviserregistration: previous registration
Dec 21, 2021 to Mar 3, 2025factForm ADV
→ N•••••• C•••••• M•••••••••Registered adviserregistration: previous registration
Jul 7, 2005 to Mar 2, 2013factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Mar 3, 2025
Advisor departed, no destination yet
M•••••••• R•••••• P•••••• no longer registered at M•• C•••••••• L••; no later IA registration on IAPD
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2e81288a-08b7-a41b-1608-1c19798b33f7
First observed: May 18, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.