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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Hermantown, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jul 15, 2021 | n/a | yes | Hermantown, MN | Current employment |
| REDHAWK WEALTH ADVISORS, INC. | Independent wealth | Aug 21, 2019 | Jul 15, 2021 | no | Hermantown, MN|MINNEAPOLIS, MN | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 22, 2006 | Sep 4, 2019 | no | DULUTH, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| REDHAWK WEALTH ADVISORS, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jul 15, 2021 | Jul 15, 2021 | 0 | Firm change | RIA to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | REDHAWK WEALTH ADVISORS, INC. | Sep 4, 2019 | Aug 21, 2019 | -14 | Firm change | Wirehouse to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 146616:149018:MN:2021-07-15 | Jul 15, 2021 | Jul 15, 2021 | MINNEAPOLIS, MN | Firm change |
| 7691:146616:MN:2019-08-22 | Sep 4, 2019 | Aug 21, 2019 | DULUTH, MN | Firm change |