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R•••• M••••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

R•••• M••••• G••••••

Advisor at S••••• W•••••• I•••

Raleigh, NC | BOCA RATON, FL

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Search this name across graphsid dfx:ria:8a4f4af3-9162-8911-a05a-47ef84203620

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 9, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W•••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W•••••• I•••	Independent wealth	Aug 29, 2019	n/a	yes	Raleigh, NC\|BOCA RATON, FL	Current employment
W••••• W•••• A•••••••• I••	Independent wealth	Jul 30, 2019	Dec 31, 2019	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W••••• W•••• A•••••••• I••	S••••• W•••••• I•••	Dec 31, 2019	Aug 29, 2019	-124	Firm change after gap	RIA to RIA
F•••• A••••••• N•••••••• L••	W••••• W•••• A•••••••• I••	Nov 1, 2017

Relationships

Registered with (3)

→ S••••• W•••••• I•••Registered adviserregistration: current employment
Aug 29, 2019 to presentfactForm ADV
→ W••••• W•••• A•••••••• I••Registered adviserregistration: previous registration
Jul 30, 2019 to Dec 31, 2019factForm ADV
→ F•••• A••••••• N•••••••• L••Registered adviserregistration: previous registration
Jan 9, 2017 to Nov 1, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8a4f4af3-9162-8911-a05a-47ef84203620
First observed: Jan 9, 2017
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.