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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

Mark Angelo Ricca

Advisor at J.P. MORGAN SECURITIES LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8a534c19-1080-4987-8d39-c5a46b866aaf

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 30, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 23, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Dec 23, 1996
First registration: Jul 30, 2002
Dual registered: yes, broker-dealer
Other names: Mark ANGELO Ricca|Mark A Ricca
IAPD individual key: 2836539

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Dec 2, 2025	n/a	yes	INDIANAPOLIS, IN\|Indianapolis , IN\|INDIANAPOLIS, IN\|GREENFIELD, IN\|NOBLESVILLE, IN\|FISHERS, IN\|NOBLESVILLE, IN\|INDIANAPOLIS, IN\|WESTFIELD, IN\|INDIANAPOLIS, IN\|FISHERS, IN\|INDIANAPOLIS, IN\|FISHERS, IN\|NOBLESVILLE, IN\|BEECH GROVE, IN\|INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|NOBLESVILLE, IN\|INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|FISHERS, IN\|CARMEL, IN\|INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|Indianapolis, IN\|Louisville, KY	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 18, 2005	Nov 25, 2025	no	PENNINGTON, NJ\|PLAINSBORO, NJ\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|FLORHAM PARK, NJ\|INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|Westfield, IN	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jul 30, 2002	Jan 18, 2005	no	PRINCETON, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	J.P. MORGAN SECURITIES LLC	Nov 25, 2025	Dec 2, 2025	7	Firm change	Wirehouse to wirehouse
AMERIPRISE FINANCIAL SERVICES, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jan 18, 2005	Jan 18, 2005	0	Firm change	Ibd to wirehouse

Relationships

Registered with (3)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Dec 2, 2025 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 18, 2005 to Nov 25, 2025factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jul 30, 2002 to Jan 18, 2005factForm ADV

Dated events

Occurred
Nov 25, 2025
Advisor changed firm
Mark Angelo Ricca left Merrill Lynch, Pierce, Fenner & Smith Incorporated for J.P. Morgan Securities Llc (registered 2025-12-02)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8a534c19-1080-4987-8d39-c5a46b866aaf
First observed: Jul 30, 2002
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Mark Angelo Ricca

Advisor at J.P. MORGAN SECURITIES LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8a534c19-1080-4987-8d39-c5a46b866aaf

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:24 AM UTC and rebuilt at most every 15 minutes.