DFX Intelligence

A••••• B•••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor35 years in industry

A••••• B•••••• B••••

Advisor at M•• F••••••••

HOUSTON, TX

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Search this name across graphsid dfx:ria:8a8ea92c-492e-78d8-604a-07bc9d0c93c1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 5, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• F••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 11, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• F••••••••	Independent wealth	Jul 29, 2013	n/a	yes	HOUSTON, TX	Current employment
F•• S••••••••• C•••••••••	Former SEC adviser	Mar 12, 2010	Oct 1, 2013	no	HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•• S••••••••• C•••••••••	M•• F••••••••	Oct 1, 2013	Jul 29, 2013	-64	Firm change after gap	Other
P•• M•••••• A•••••• S••••••••• I•••	F•• S••••••••• C•••••••••	Mar 8, 2010	Mar 12, 2010

Relationships

Registered with (3)

→ M•• F••••••••Registered adviserregistration: current employment
Jul 29, 2013 to presentfactForm ADV
→ F•• S••••••••• C•••••••••Registered adviserregistration: previous registration
Mar 12, 2010 to Oct 1, 2013factForm ADV
→ P•• M•••••• A•••••• S••••••••• I•••Registered adviserregistration: previous registration
Jul 5, 2005 to Mar 8, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8a8ea92c-492e-78d8-604a-07bc9d0c93c1
First observed: Jul 5, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.