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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

KEITH LARKIN

Advisor at ROBERTSON STEPHENS

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:8aa7c27e-d8dd-b5e2-2072-ddbbafbb8b44

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 12, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROBERTSON STEPHENS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 8, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: May 8, 1998
First registration: Jun 12, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 3029072

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROBERTSON STEPHENS	Independent wealth	Dec 1, 2021	n/a	yes	SAN FRANCISCO, CA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Sep 18, 2013	Dec 10, 2021	no	SAN FRANCISCO, CA	Previous registration
DEUTSCHE BANK SECURITIES INC.	No RAUM reported	Oct 11, 2006	Sep 24, 2013	no	SAN FRANCISCO, CA	Previous registration
NEUBERGER BERMAN BD LLC	No RAUM reported	Feb 18, 2003	Oct 10, 2006	no	SAN FRANCISCO, CA\|SAN FRANCISCO, CA\|NEW YORK, NY	Previous registration
RBC ROCHDALE, LLC	Bd affiliated wealth	Jun 12, 2001	Jan 21, 2003	no	SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	ROBERTSON STEPHENS	Dec 10, 2021	Dec 1, 2021	-9	Firm change	Wirehouse to RIA
DEUTSCHE BANK SECURITIES INC.	WELLS FARGO ADVISORS	Sep 24, 2013	Sep 18, 2013	-6	Firm change	Other
NEUBERGER BERMAN BD LLC	DEUTSCHE BANK SECURITIES INC.	Oct 10, 2006	Oct 11, 2006	1	Firm change	Other
RBC ROCHDALE, LLC	NEUBERGER BERMAN BD LLC	Jan 21, 2003	Feb 18, 2003	28	Firm change	Other

Relationships

Registered with (5)

→ ROBERTSON STEPHENSRegistered adviserregistration: current employment
Dec 1, 2021 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Sep 18, 2013 to Dec 10, 2021factForm ADV
→ DEUTSCHE BANK SECURITIES INC.Registered adviserregistration: previous registration
Oct 11, 2006 to Sep 24, 2013factForm ADV
→ NEUBERGER BERMAN BD LLCRegistered adviserregistration: previous registration
Feb 18, 2003 to Oct 10, 2006factForm ADV
→ RBC ROCHDALE, LLCRegistered adviserregistration: previous registration
Jun 12, 2001 to Jan 21, 2003factForm ADV

Dated events

No dated event names this entity yet.