DFX Intelligence

R•••••• P••• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

R•••••• P••• T•••••••

Advisor at T••••••• P•••••• W•••••

SIOUX FALLS, SD

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Search this name across graphsid dfx:ria:8ab09fc1-d081-ab08-b814-31e093d6788d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 23, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• P•••••• W•••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 12, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• P•••••• W•••••	State registered	Aug 7, 2014	n/a	yes	SIOUX FALLS, SD	Current employment
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	Former SEC adviser	Oct 23, 2007	Oct 24, 2007	no	SIOUX FALLS, SD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• F•••••••• G••••• I•••	N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	Aug 6, 2014	Oct 23, 2007	-2,479	Firm change after gap	Other
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	T••••••• P•••••• W•••••	Oct 24, 2007

Relationships

Registered with (3)

→ T••••••• P•••••• W•••••Registered adviserregistration: current employment
Aug 7, 2014 to presentfactForm ADV
→ S••••••••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Apr 23, 2007 to Aug 6, 2014factForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Registered adviserregistration: previous registration
Oct 23, 2007 to Oct 24, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8ab09fc1-d081-ab08-b814-31e093d6788d
First observed: Apr 23, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.