RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Raymond Paul Thompson
- Professional profile
- LINKEDIN.COM/IN/RAY-THOMPSON-5A0A9160reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- Thompson Private Wealth state registered currentsince Aug 7, 2014 · Sioux Falls, Sd
- National Planning Corporation ("Npc Of America" In Fl & Ny) formerOct 23, 2007 to Oct 24, 2007 · Sioux Falls, Sd
- Sutterfield Financial Group, Inc. independent RIAApr 23, 2007 to Aug 6, 2014 · Bartlesville, Ok
- Sutterfield Financial Group, Inc. to National Planning Corporation ("Npc Of America" In Fl & Ny)left Aug 6, 2014, registered Oct 23, 2007 (-2479 days) · Other
- National Planning Corporation ("Npc Of America" In Fl & Ny) to Thompson Private Wealthleft Oct 24, 2007, registered Aug 7, 2014 (2479 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address