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RIA / WealthAdvisor39 years in industry

Thomas Herman Breiter

Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

PLYMOUTH, MN | BRADENTON, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 19, 1992 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 7, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Aug 7, 1987
First registration: Mar 19, 1992
Dual registered: no
Other names: TOM BREITER
IAPD individual key: 1716788

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Bd affiliated wealth	Apr 4, 2022	n/a	yes	BRADENTON, FL\|PLYMOUTH, MN	Current employment
CHARLES DEROSE, INC.	Former SEC adviser	Apr 30, 2013	Mar 12, 2014	no	ANNA MARIA, FL\|LONG BOAT KEY, FL\|ANNA MARIA, FL	Previous registration
FFP ADVISORY SERVICES INC	n/a	Nov 17, 1994	Aug 24, 2006	no	ANNA MARIA, FL	Previous registration
INTEGRA CAPITAL ADVISORS	Former SEC adviser	Mar 19, 1992	Apr 5, 2022	no	ANNA MARIA, FL\|Bradenton, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INTEGRA CAPITAL ADVISORS	FFP ADVISORY SERVICES INC	Apr 5, 2022	Nov 17, 1994	-10,001	Firm change after gap	Other
CHARLES DEROSE, INC.	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Mar 12, 2014	Apr 4, 2022	2,945	Firm change after gap	Other
FFP ADVISORY SERVICES INC	CHARLES DEROSE, INC.	Aug 24, 2006	Apr 30, 2013	2,441	Firm change after gap	Other

Relationships

Registered with (4)

→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Apr 4, 2022 to presentfactForm ADV
→ INTEGRA CAPITAL ADVISORSRegistered adviserregistration: previous registration
Mar 19, 1992 to Apr 5, 2022factForm ADV
→ CHARLES DEROSE, INC.Registered adviserregistration: previous registration
Apr 30, 2013 to Mar 12, 2014factForm ADV
→ FFP ADVISORY SERVICES INCRegistered adviserregistration: previous registration
Nov 17, 1994 to Aug 24, 2006factForm ADV

Dated events

Occurred
Apr 5, 2022
Advisor changed firm
Thomas Herman Breiter left Integra Capital Advisors for Ffp Advisory Services Inc (registered 1994-11-17)
Form ADVobserved 6 days ago