RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• H••••• B••••••
- W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated currentsince Apr 4, 2022 · Bradenton, Fl
- C•••••• D•••••• I••• formerApr 30, 2013 to Mar 12, 2014 · Anna Maria, Fl
- F•• A••••••• S••••••• I•• unclassifiedNov 17, 1994 to Aug 24, 2006 · Anna Maria, Fl
- I•••••• C•••••• A••••••• formerMar 19, 1992 to Apr 5, 2022 · Anna Maria, Fl
- I•••••• C•••••• A••••••• to F•• A••••••• S••••••• I••left Apr 5, 2022, registered Nov 17, 1994 (-10001 days) · Other
- C•••••• D•••••• I••• to W••••• E••••••••• A••••••• S•••••••• L••left Mar 12, 2014, registered Apr 4, 2022 (2945 days) · Other
- F•• A••••••• S••••••• I•• to C•••••• D•••••• I•••left Aug 24, 2006, registered Apr 30, 2013 (2441 days) · Other
- T••••• H••••• B•••••• left I•••••• C•••••• A••••••• for F•• A••••••• S••••••• I•• (registered 1994-11-17)Apr 5, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address