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R•••• P•••••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner35 years in industry

R•••• P•••••• W••••••

Advisor at R••••• A••••

MANSFIELD, TX | HERMANTOWN, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8ac92020-68d1-2c1e-421a-feb5589f4f10

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 30, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••• A••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 19, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R••••• A••••	Independent wealth	Aug 7, 2025	n/a	yes	MANSFIELD, TX\|HERMANTOWN, MN	Current employment
S•••••••• F•••••••• C•••••••• L••	Independent wealth	Feb 5, 2019	Dec 2, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• F•••••••• C•••••••• L••	R••••• A••••	Dec 2, 2025	Aug 7, 2025	-117	Firm change after gap	RIA to RIA
W•• W••••• A•••••••	S•••••••• F•••••••• C•••••••• L••	Mar 21, 2019

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
146832:141849:TX:2019-03-21	Mar 21, 2019	Feb 5, 2019	FORT WORTH, TX	Firm change after gap

Relationships

Registered with (5)

→ R••••• A••••Registered adviserregistration: current employment
Aug 7, 2025 to presentfactForm ADV
→ S•••••••• F•••••••• C•••••••• L••Registered adviserregistration: previous registration
Feb 5, 2019 to Dec 2, 2025factForm ADV
→ W•• W••••• A•••••••Registered adviserregistration: previous registration
Mar 31, 2009 to Mar 21, 2019factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
Dec 2, 2025
Advisor changed firm
R•••• P•••••• W•••••• left S•••••••• F•••••••• C•••••••• L•• for R••••• A•••• (registered 2025-08-07)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8ac92020-68d1-2c1e-421a-feb5589f4f10
First observed: Oct 30, 1998
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.