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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

DONNA HICKO

Advisor at WELLS FARGO ADVISORS

ST. LOUIS, MO | WESTLAKE VILLAGE, CA | Pacific Palisades, CA

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Search this name across graphsid dfx:ria:8aca8dd8-ad16-73ee-be23-62c55f6bcae6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 0
On other graphs: 0
Observed: Jul 3, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 21, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 11
Current registrations: 2
Registered states: 1
Exams: S63|S66
First exam: Apr 21, 1988
First registration: Jul 3, 2003
Dual registered: yes, broker-dealer
Other names: DONNA MARIE HICKO
IAPD individual key: 1438687

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Apr 2, 2026	n/a	yes	ST. LOUIS, MO\|WESTLAKE VILLAGE, CA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Aug 28, 2020	n/a	yes	Pacific Palisades, CA\|WESTLAKE VILLAGE, CA	Current employment
ARGOSY WEALTH MANAGEMENT	Former SEC adviser	Aug 24, 2018	Mar 12, 2021	no	LOS ANGELES, CA	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Sep 22, 2017	Jul 3, 2018	no	LOS ANGELES, CA	Previous registration
SORRENTO PACIFIC FINANCIAL, LLC	Former SEC adviser	May 19, 2015	Nov 8, 2016	no	SAN DIEGO, CA	Previous registration
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Apr 1, 2015	Nov 8, 2016	no	SAN DIEGO, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 23, 2011	Nov 20, 2014	no	SAN DIEGO, CA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Apr 13, 2010	no	LOS ANGELES, CA	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Jun 19, 2007	Jun 1, 2009	no	LOS ANGELES, CA\|TORRANCE, CA	Previous registration
RAYMOND J. LUCIA COMPANIES, INC.	n/a	Mar 7, 2006	May 15, 2007	no	SAN DIEGO, CA	Previous registration
RJL FINANCIAL NETWORK, L.L.C.	n/a	Mar 16, 2005	Mar 7, 2006	no	SAN DIEGO, CA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Feb 27, 2004	Jul 26, 2004	no	CA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jul 3, 2003	Feb 6, 2004	no	SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ARGOSY WEALTH MANAGEMENT	WELLS FARGO ADVISORS	Mar 12, 2021	Aug 28, 2020	-196	Firm change after gap	RIA to wirehouse
CETERA ADVISOR NETWORKS LLC	ARGOSY WEALTH MANAGEMENT	Jul 3, 2018	Aug 24, 2018	52	Firm change	Ibd to RIA
CUSO FINANCIAL SERVICES, L.P.	SORRENTO PACIFIC FINANCIAL, LLC	Nov 8, 2016	May 19, 2015	-539	Firm change after gap	Other
SORRENTO PACIFIC FINANCIAL, LLC	CETERA ADVISOR NETWORKS LLC	Nov 8, 2016	Sep 22, 2017	318	Firm change	Other
LPL FINANCIAL LLC	CUSO FINANCIAL SERVICES, L.P.	Nov 20, 2014	Apr 1, 2015	132	Firm change	Other
MORGAN STANLEY	LPL FINANCIAL LLC	Apr 13, 2010	Feb 23, 2011	316	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
RAYMOND J. LUCIA COMPANIES, INC.	MORGAN STANLEY & CO. LLC	May 15, 2007	Jun 19, 2007	35	Firm change	Other
RJL FINANCIAL NETWORK, L.L.C.	RAYMOND J. LUCIA COMPANIES, INC.	Mar 7, 2006	Mar 7, 2006	0	Firm change	Other
CHARLES SCHWAB & CO., INC.	RJL FINANCIAL NETWORK, L.L.C.	Jul 26, 2004	Mar 16, 2005	233	Firm change	Other
TD AMERITRADE, INC.	CHARLES SCHWAB & CO., INC.	Feb 6, 2004	Feb 27, 2004	21	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
13572:175028:CA:2018-07-02	Jul 3, 2018	Aug 24, 2018	LOS ANGELES, CA	Firm change

Relationships

Registered with (13)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Apr 2, 2026 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Aug 28, 2020 to presentfactForm ADV
→ ARGOSY WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Aug 24, 2018 to Mar 12, 2021factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Sep 22, 2017 to Jul 3, 2018factForm ADV
→ SORRENTO PACIFIC FINANCIAL, LLCRegistered adviserregistration: previous registration
May 19, 2015 to Nov 8, 2016factForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Apr 1, 2015 to Nov 8, 2016factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 23, 2011 to Nov 20, 2014factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Apr 13, 2010factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Jun 19, 2007 to Jun 1, 2009factForm ADV
→ RAYMOND J. LUCIA COMPANIES, INC.Registered adviserregistration: previous registration
Mar 7, 2006 to May 15, 2007factForm ADV
→ RJL FINANCIAL NETWORK, L.L.C.Registered adviserregistration: previous registration
Mar 16, 2005 to Mar 7, 2006factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Feb 27, 2004 to Jul 26, 2004factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jul 3, 2003 to Feb 6, 2004factForm ADV

Dated events

No dated event names this entity yet.