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RIA / WealthAdvisor35 years in industry

ANTHONY D ABRAMS

Advisor at CAPE INVESTMENT ADVISORY, INC.

MCDONOUGH, GA | Fairfax, VA

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Search this name across graphsid dfx:ria:8acf213e-9e2c-9ff7-ef8b-e72fbc6f6170

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 6, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPE INVESTMENT ADVISORY, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Jul 28, 1997
First registration: Jan 6, 2004
Dual registered: no
Other names: ANTHONY DRAKE ABRAMS
IAPD individual key: 2829747

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAPE INVESTMENT ADVISORY, INC.	Independent wealth	Jul 29, 2026	n/a	yes	MCDONOUGH, GA\|Fairfax, VA	Current employment
REGAL INVESTMENT ADVISORS LLC	Bd affiliated wealth	Sep 5, 2023	Jul 16, 2026	no	KENTWOOD, MI\|Fairfax, VA\|Upper Marlboro, MD	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Mar 1, 2019	Sep 21, 2021	no	UPPER MARLBORO, MD	Previous registration
QUESTAR ASSET MANAGEMENT, INC.	Former SEC adviser	May 15, 2014	Mar 1, 2019	no	MINNEAPOLIS, MN\|VIENNA, VA\|UPPER MARLBORO, MD\|UPPER MARLBORO, MD	Previous registration
COLORADO FINANCIAL SERVICE CORPORATION	Former SEC adviser	Jul 27, 2012	Apr 14, 2014	no	CENTENNIAL, CO\|PONTE VEDRA, FL\|VIENNA, VA	Previous registration
MONEY CONCEPTS ADVISORY SERVICE	Bd affiliated wealth	Jan 6, 2004	Jul 13, 2012	no	VIENNA, VA\|VIENNA, VA\|PALM BEACH GARDENS, FL\|PALM BEACH GARDENS, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
REGAL INVESTMENT ADVISORS LLC	CAPE INVESTMENT ADVISORY, INC.	Jul 16, 2026	Jul 29, 2026	13	Firm change	Ibd to RIA
WOODBURY FINANCIAL SERVICES, INC.	REGAL INVESTMENT ADVISORS LLC	Sep 21, 2021	Sep 5, 2023	714	Firm change after gap	Ibd to ibd
QUESTAR ASSET MANAGEMENT, INC.	WOODBURY FINANCIAL SERVICES, INC.	Mar 1, 2019	Mar 1, 2019	0	Bulk transfer	Ibd to ibd
COLORADO FINANCIAL SERVICE CORPORATION	QUESTAR ASSET MANAGEMENT, INC.	Apr 14, 2014	May 15, 2014	31	Firm change	Other
MONEY CONCEPTS ADVISORY SERVICE	COLORADO FINANCIAL SERVICE CORPORATION	Jul 13, 2012	Jul 27, 2012	14	Firm change	Other

Relationships

Registered with (6)

→ CAPE INVESTMENT ADVISORY, INC.Registered adviserregistration: current employment
Jul 29, 2026 to presentfactForm ADV
→ REGAL INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
Sep 5, 2023 to Jul 16, 2026factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 1, 2019 to Sep 21, 2021factForm ADV
→ QUESTAR ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
May 15, 2014 to Mar 1, 2019factForm ADV
→ COLORADO FINANCIAL SERVICE CORPORATIONRegistered adviserregistration: previous registration
Jul 27, 2012 to Apr 14, 2014factForm ADV
→ MONEY CONCEPTS ADVISORY SERVICERegistered adviserregistration: previous registration
Jan 6, 2004 to Jul 13, 2012factForm ADV

Dated events

Occurred
Jul 16, 2026
Advisor changed firm
Anthony D Abrams left Regal Investment Advisors Llc for Cape Investment Advisory, Inc. (registered 2026-07-29)
Form ADVobserved 5 days ago