DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Anthony D Abrams
Feed of 09/14/2026
Also filed as Anthony Drake Abrams
At current firm
0 y
since Jul 29, 2026
In the industry
35 y
since Jul 1, 1991 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Cape Investment Advisory, Inc. independent RIA currentsince Jul 29, 2026 · Mcdonough, Ga
- Regal Investment Advisors LLC BD affiliatedSep 5, 2023 to Jul 16, 2026 · Kentwood, Mi
- Woodbury Financial Services, Inc. formerMar 1, 2019 to Sep 21, 2021 · Upper Marlboro, Md
- Questar Asset Management, Inc. formerMay 15, 2014 to Mar 1, 2019 · Minneapolis, Mn
- Colorado Financial Service Corporation formerJul 27, 2012 to Apr 14, 2014 · Centennial, Co
- Money Concepts Advisory Service BD affiliatedJan 6, 2004 to Jul 13, 2012 · Vienna, Va
Moves
a registration end followed by a registration begin elsewhere
- Regal Investment Advisors LLC to Cape Investment Advisory, Inc.left Jul 16, 2026, registered Jul 29, 2026 (13 days) · Affiliated broker-dealer or bank to independent RIA
- Woodbury Financial Services, Inc. to Regal Investment Advisors LLCleft Sep 21, 2021, registered Sep 5, 2023 (714 days) · Affiliated broker-dealer or bank to another
- Questar Asset Management, Inc. to Woodbury Financial Services, Inc.left Mar 1, 2019, registered Mar 1, 2019 (0 days) · corporate re-registration, not a move
- Colorado Financial Service Corporation to Questar Asset Management, Inc.left Apr 14, 2014, registered May 15, 2014 (31 days) · Other
- Money Concepts Advisory Service to Colorado Financial Service Corporationleft Jul 13, 2012, registered Jul 27, 2012 (14 days) · Other
Signals
- Anthony D Abrams left Regal Investment Advisors Llc for Cape Investment Advisory, Inc. (registered 2026-07-29)Jul 16, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address