This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

IMA ADVISORY SERVICES, INC.

Current firm class

mixed wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 4, 2001earliest registration or exam on IAPD

Years in industry

25derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

2

Exams

S66

First exam

Apr 4, 2001

First registration

Dec 21, 2001

Dual registered

no

Other names

BENJAMIN HOWARD CAPLAN|BENJAMIN VALORE-CAPLAN

IAPD individual key

4187136

• Occurred

  Jan 3, 2025
  Advisor changed firm

  Benjamin Howard Valore-Caplan left Syntrinsic Llc for Ima Advisory Services, Inc. (registered 2025-01-02)

  Form ADVobserved 5 days ago
• Occurred

  Dec 31, 2023
  Advisor changed firm

  Benjamin Howard Valore-Caplan left Syntrinsic Investment Counsel, Llc. for Syntrinsic Llc (registered 2023-07-20)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:8af81632-0314-0845-e3dc-4582c29bac68

First observed

Dec 21, 2001

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.