M••••••• N•••••

Advisor at W•••••••• W••••• M••••••••• I•••

Mountainside, NJ | W••••••••, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8b0d1fab-d59e-f1ff-a0de-a8360eacf1c9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 2, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••••• W••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 11, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••••• W••••• M••••••••• I•••	Independent wealth	Jun 12, 2018	n/a	yes	Mountainside, NJ\|W••••••••, GA	Current employment
W•••••••• F•••••••• G••••• I•••	Former SEC adviser	Nov 2, 2005	Nov 9, 2018	no	MOUNTAINSIDE, NJ\|MOUNTAINSIDE, NJ\|W••••••••, GA\|W••••••••, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••••• F•••••••• G••••• I•••	W•••••••• W••••• M••••••••• I•••	Nov 9, 2018	Jun 12, 2018	-150	Channel change	RIA to new firm
M••••• S•••••• D• I•••	W•••••••• F•••••••• G••••• I•••	Nov 2, 2005	Nov 2, 2005

Team moves

••• Locked

Team	Left	Joined	From	Kind
38095:283472:GA:2018-11-07	Nov 9, 2018	Jun 12, 2018	W••••••••, GA	Firm change after gap

Relationships

Registered with (5)

→ W•••••••• W••••• M••••••••• I•••Registered adviserregistration: current employment
Jun 12, 2018 to presentfactForm ADV
→ W•••••••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Nov 2, 2005 to Nov 9, 2018factForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration
May 13, 2004 to Nov 2, 2005factForm ADV
→ W•••• F•••• A•••••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8b0d1fab-d59e-f1ff-a0de-a8360eacf1c9
First observed: Jul 2, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.