RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••••• N•••••
- W•••••••• W••••• M••••••••• I••• independent RIA currentsince Jun 12, 2018 · Mountainside, Nj
- W•••••••• F•••••••• G••••• I••• formerNov 2, 2005 to Nov 9, 2018 · Mountainside, Nj
- M••••• S•••••• D• I••• unclassifiedMay 13, 2004 to Nov 2, 2005 · Short Hills, Nj
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to May 14, 2004 · Short Hills,, Nj
- P••••••••• E••••• G••••• L•• unclassifiedJul 2, 2002 to Jul 1, 2003 · Short Hills, Nj
- W•••••••• F•••••••• G••••• I••• to W•••••••• W••••• M••••••••• I•••left Nov 9, 2018, registered Jun 12, 2018 (-150 days) · channel change inside one enterprise, not a move · moved with a team
- M••••• S•••••• D• I••• to W•••••••• F•••••••• G••••• I•••left Nov 2, 2005, registered Nov 2, 2005 (0 days) · Other
- W•••• F•••• A••••••• to M••••• S•••••• D• I•••left May 14, 2004, registered May 13, 2004 (-1 days) · Other
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address