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A•••• M•••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

A•••• M•••••• M•••••••

Advisor at F••••• W••••• P••••••• P•••••••

LOUISVILLE, KY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8b1d15e6-45ca-0a82-5ad7-1975c5e4f835

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 3, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• W••••• P••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• W••••• P••••••• P•••••••	I•••••••••_WEALTH	Dec 22, 2022	n/a	yes	LOUISVILLE, KY	Current employment
I••••••••• F•••••••• P•••••••	Bd affiliated wealth	Mar 2, 2021	Apr 3, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F•••••••• P•••••••	F••••• W••••• P••••••• P•••••••	Apr 3, 2023	Dec 22, 2022	-102	Firm change after gap	Ibd to new firm
S••••••• F•••••••• I••••••••• A••••••• L••	I••••••••• F•••••••• P•••••••	Apr 6, 2021

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
519:162200:PA:2021-02-22	Mar 2, 2021	Jan 17, 2018	FORT WASHINGTON, PA	Firm change after gap

Relationships

Registered with (6)

→ F••••• W••••• P••••••• P•••••••Registered adviserregistration: current employment
Dec 22, 2022 to presentfactForm ADV
→ I••••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Mar 2, 2021 to Apr 3, 2023factForm ADV
→ S••••••• F•••••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Aug 20, 2018 to Apr 6, 2021factForm ADV
→ C•••••• A•••••••

Dated events

Occurred
Apr 3, 2023
Advisor changed firm
A•••• M•••••• M••••••• left I••••••••• F•••••••• P••••••• for F••••• W••••• P••••••• P••••••• (registered 2022-12-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8b1d15e6-45ca-0a82-5ad7-1975c5e4f835
First observed: Mar 3, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.