DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••• L•••• A•••• M••••••••• P••• L•••
Latest filing Sep 24, 2025
First filing on the tape Dec 21, 2017 · 14 filings
SEC status approved since Jan 22, 2018
RAUM
$1.2B
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
0.7%
$8.2M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$1.2B as of Sep 24, 2025
Jun 22, 2018$562M then
HNW client RAUM$8.2M as of Sep 24, 2025
Jun 19, 2020$4.1M then
State-registered IARs (5.B.3)0 as of Sep 24, 2025
Jun 22, 20180 then
Employees (5.A)11 as of Sep 24, 2025
Jun 22, 20184 then
Private funds1 as of Sep 24, 2025
Sep 8, 20212 then
RAUM +29% over the last fiscal year+8.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 24, 2025; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.1MderivedHNW RAUM over HNW clients
- Average account
- $92.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 25%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$887M74%
- Sovereign wealth funds$306M25%
- High-net-worth individuals$8.2M0.7%
- Individual clients
- 0reported
- HNW clients
- 2reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 13reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.01 fund_share=0.74 institutional_share=0.25 related_bd=false related_bank=false bd_reps=6.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•• I••••••••• F••• I•••no longer reported | Hedge Fund | $417M | 12 | Dec 7, 2016 |
| C•• D••••••• I••••• F••• L•••••• | Hedge Fund | $107M | 84 | Feb 10, 2012 |
| C•• D•••••••• F••• L••••••no longer reported | Hedge Fund | $10.2M | 1 | Feb 10, 2012 |
Owners and control persons
Schedule A and B, latest filing
- W••••••••• F••••••• J•••• · Chief Executive Officercontrolsince 02/2022 · owns 25% to 50%
- W••••••••• F••••••• J•••• · Shareholdercontrolsince 03/2021 · owns 50% to 75% of H•• H•••••• P•• L••
- M•••••• R•••••• J•••• P••••• · Chairmansince 07/2023 · owns 10% to 25%
- P••• S••• P••• · Chief Compliance Officersince 02/2023 · owns less than 5%
- S•••••• P•••••• M••••• · Directorsince 01/2011 · owns less than 5%
- T••• Y••• H•••• · Directorsince 01/2011 · owns less than 5%
Entity owners
- H•• H•••••• P•• L•• · Shareholderdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Advisers that list S•••• L•••• A•••• M••••••••• P••• L••• as a related person
- 161286 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Sep 24, 2025institutional share of RAUM of 25% against a peer median of 0% (1506 comparable advisers, 98.0th percentile, 8.6 robust deviations)peers: asset managers, $1B to $5B (1,506) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 15 to 13Sep 27, 2024 to Sep 24, 2025
- BD registered reps · 5 to 6Sep 27, 2024 to Sep 24, 2025
- Pooled vehicle clients · 12 to 10Sep 27, 2024 to Sep 24, 2025
- Financial planning clients · unset to Sep 27, 2024 to Sep 24, 2025
- HQ state · unset to Sep 27, 2024 to Sep 24, 2025
- Discretionary RAUM · $1.1B to $1.2BSep 27, 2024 to Sep 24, 2025
- HNW RAUM · $7.5M to $8.2MSep 27, 2024 to Sep 24, 2025
- Non-discretionary RAUM · $37.8M to $43.0MSep 27, 2024 to Sep 24, 2025
- Pooled vehicle RAUM · $781M to $887MSep 27, 2024 to Sep 24, 2025
- RAUM · $1.1B to $1.2BSep 27, 2024 to Sep 24, 2025
- Advisory employees · 5 to 6Sep 26, 2023 to Sep 27, 2024
- Corporate clients · unset to 0.0Sep 26, 2023 to Sep 27, 2024
- HNW clients · unset to 2.0Sep 26, 2023 to Sep 27, 2024
- Pooled vehicle clients · 10 to 12Sep 26, 2023 to Sep 27, 2024
- Employees · 10 to 11Sep 26, 2023 to Sep 27, 2024
- Discretionary RAUM · $882M to $1.1BSep 26, 2023 to Sep 27, 2024
- HNW RAUM · $12.5M to $7.5MSep 26, 2023 to Sep 27, 2024
- Non-discretionary RAUM · $45.8M to $37.8MSep 26, 2023 to Sep 27, 2024
- Pooled vehicle RAUM · $552M to $781MSep 26, 2023 to Sep 27, 2024
- RAUM · $928M to $1.1BSep 26, 2023 to Sep 27, 2024
- Accounts · 14 to 15Sep 29, 2022 to Sep 26, 2023
- Advisory employees · 6 to 5Sep 29, 2022 to Sep 26, 2023
- BD registered reps · 0 to 5Sep 29, 2022 to Sep 26, 2023
- Pooled vehicle clients · 7 to 10Sep 29, 2022 to Sep 26, 2023
- Employees · 6 to 10Sep 29, 2022 to Sep 26, 2023
- HQ city · SINGAPORE, SINGAPORE to SINGAPORESep 29, 2022 to Sep 26, 2023
- Private funds · 2 to 1Sep 29, 2022 to Sep 26, 2023
- Discretionary RAUM · $824M to $882MSep 29, 2022 to Sep 26, 2023
- HNW RAUM · $7.7M to $12.5MSep 29, 2022 to Sep 26, 2023
- Non-discretionary RAUM · $7.0M to $45.8MSep 29, 2022 to Sep 26, 2023
- Pooled vehicle RAUM · $531M to $552MSep 29, 2022 to Sep 26, 2023
- RAUM · $831M to $928MSep 29, 2022 to Sep 26, 2023
- Accounts · 9 to 14Apr 5, 2022 to Sep 29, 2022
- Charity clients · unset to 0.0Apr 5, 2022 to Sep 29, 2022
- Individual clients · unset to 0.0Apr 5, 2022 to Sep 29, 2022
- Pension plan clients · unset to 0.0Apr 5, 2022 to Sep 29, 2022
- Pooled vehicle clients · 3 to 7Apr 5, 2022 to Sep 29, 2022
- Discretionary RAUM · $923M to $824MApr 5, 2022 to Sep 29, 2022
- HNW RAUM · $5.7M to $7.7MApr 5, 2022 to Sep 29, 2022
- Non-discretionary RAUM · $8.1M to $7.0MApr 5, 2022 to Sep 29, 2022
Signals
7 dated events
- Philipp M Schmid Mr (Director) no longer on Schedule A of S•••• L•••• A•••• M••••••••• P••• L••• (listed 2022-09-29, absent 2023-09-26)Sep 26, 2023 · Control person left · inference
- Michael G. Paganussi (Chief Compliance Officer) no longer on Schedule A of S•••• L•••• A•••• M••••••••• P••• L••• (listed 2022-09-29, absent 2023-09-26)Sep 26, 2023 · Control person left · inference
- Y••• H•••• T•• (Director) no longer on Schedule A of S•••• L•••• A•••• M••••••••• P••• L••• (listed 2022-09-29, absent 2023-09-26)Sep 26, 2023 · Control person left · inference
- J••• F•••••• W•••••••• (Shareholder) appeared on Schedule A of S•••• L•••• A•••• M••••••••• P••• L•••Sep 13, 2021 · Control person joined · fact
- S•••• L•••• A•••• M••••••••• P••• L••• reported RAUM $931.4M, up 137% from $393.5M (2021-06-10 to 2021-09-08)Sep 8, 2021 · RAUM change · derived
- S•••• L•••• A•••• M••••••••• P••• L••• reported RAUM $415.5M, down 26% from $562.2M (2018-06-22 to 2019-06-13)Jun 13, 2019 · RAUM change · derived
- S•••• L•••• A•••• M••••••••• P••• L••• filed its initial SEC registration (Form ADV)Dec 21, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/santaluciaassetmanagementreportedpublic record, Form ADV, Sep 19, 2026
- Website
- s•••.c••.sgreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 00-65-6513-4104reportedpublic record, Form ADV, Sep 24, 2025
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026