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Advisor at PASADENA PRIVATE WEALTH, LLC
Exeter, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PASADENA PRIVATE WEALTH, LLC | Independent wealth | May 18, 2018 | n/a | yes | Exeter, CA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 12, 2004 | May 22, 2018 | no | PASADENA, CA|PASADENA, CA|VISALIA, CA|PASADENA, CA|PASADENA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | PASADENA PRIVATE WEALTH, LLC | May 22, 2018 | May 18, 2018 | -4 | Firm change | Wirehouse to new firm |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:295178:CA:2018-05-22 | May 22, 2018 | May 18, 2018 | PASADENA, CA | Firm change |