DFX Intelligence
Reading the graph
Reading the graph
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Advisor at P••••••••• F•••••••• A•••••••• L••
NORTH PLATTE, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P••••••••• F•••••••• A•••••••• L•• | Independent wealth | May 19, 2015 | n/a | yes | NORTH PLATTE, NE | Current employment |
| S•••••••• F••••••••• I••• | Former SEC adviser | Apr 16, 2010 | Nov 30, 2015 | no | NORTH PLATTE, NE|LINCOLN, NE |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•••••••• F••••••••• I••• | P••••••••• F•••••••• A•••••••• L•• | Nov 30, 2015 | May 19, 2015 | -195 | Firm change after gap | Other |
| P••••••••• F•••••••• A•••••••• L•• | S•••••••• F••••••••• I••• | Oct 1, 2010 | Apr 16, 2010 |
| P••••••••• F•••••••• A•••••••• L•• | n/a | Feb 13, 2003 | Oct 1, 2010 | no | NORTH PLATTE, NE | Previous registration |
| P••••••• I••••••••• M••••••••• S••••••• | n/a | Jul 18, 1995 | Jun 10, 2003 | no | NORTH PLATTE, NE | Previous registration |
| -168 |
| Firm change after gap |
| Other |
| P••••••• I••••••••• M••••••••• S••••••• | P••••••••• F•••••••• A•••••••• L•• | Jun 10, 2003 | Feb 13, 2003 | -117 | Firm change after gap | Other |