RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- P••••••••• F•••••••• A•••••••• L•• independent RIA currentsince May 19, 2015 · North Platte, Ne
- S•••••••• F••••••••• I••• formerApr 16, 2010 to Nov 30, 2015 · North Platte, Ne
- P••••••••• F•••••••• A•••••••• L•• unclassifiedFeb 13, 2003 to Oct 1, 2010 · North Platte, Ne
- P••••••• I••••••••• M••••••••• S••••••• unclassifiedJul 18, 1995 to Jun 10, 2003 · North Platte, Ne
- S•••••••• F••••••••• I••• to P••••••••• F•••••••• A•••••••• L••left Nov 30, 2015, registered May 19, 2015 (-195 days) · Other
- P••••••••• F•••••••• A•••••••• L•• to S•••••••• F••••••••• I•••left Oct 1, 2010, registered Apr 16, 2010 (-168 days) · Other
- P••••••• I••••••••• M••••••••• S••••••• to P••••••••• F•••••••• A•••••••• L••left Jun 10, 2003, registered Feb 13, 2003 (-117 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address