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Advisor at STEPHENS
LITTLE ROCK, AR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Stephens | Bd affiliated wealth | Feb 16, 2018 | n/a | yes | LITTLE ROCK, AR | Current employment |
| UNITED CAPITAL FINANCIAL ADVISORS | Independent wealth | May 15, 2015 | Jun 26, 2017 | no | TEXARKANA, TX|LITTLE ROCK, AR|DENVER, CO | Previous registration |
| HUTCHINSON FINANCIAL, INC. | Former SEC adviser | May 4, 2012 | May 15, 2015 | no | LITTLE ROCK, AR | Previous registration |
| EDWARD JONES | National bd RIA | Sep 20, 2006 | Apr 20, 2012 | no | KLAMATH FALLS, OR|TEXARKANA, TX|ST LOUIS, MO|WAKE VILLAGE, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UNITED CAPITAL FINANCIAL ADVISORS | Stephens | Jun 26, 2017 | Feb 16, 2018 | 235 | Firm change | Other |
| HUTCHINSON FINANCIAL, INC. | UNITED CAPITAL FINANCIAL ADVISORS | May 15, 2015 | May 15, 2015 | 0 | Firm change | Other |
| EDWARD JONES | HUTCHINSON FINANCIAL, INC. | Apr 20, 2012 | May 4, 2012 | 14 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 111913:134600:AR:2015-05-15 | May 15, 2015 | May 15, 2015 | LITTLE ROCK, AR | Firm change |