DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Cruncher Gant
At current firm
8 y
since Feb 16, 2018
In the industry
20 y
since Sep 7, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Stephens BD affiliated currentsince Feb 16, 2018 · Little Rock, Ar
- United Capital Financial Advisors independent RIAMay 15, 2015 to Jun 26, 2017 · Texarkana, Tx
- Hutchinson Financial, Inc. formerMay 4, 2012 to May 15, 2015 · Little Rock, Ar
- Edward Jones national BDSep 20, 2006 to Apr 20, 2012 · Klamath Falls, Or
Moves
a registration end followed by a registration begin elsewhere
- United Capital Financial Advisors to Stephensleft Jun 26, 2017, registered Feb 16, 2018 (235 days) · Other
- Hutchinson Financial, Inc. to United Capital Financial Advisorsleft May 15, 2015, registered May 15, 2015 (0 days) · Other · moved with a team
- Edward Jones to Hutchinson Financial, Inc.left Apr 20, 2012, registered May 4, 2012 (14 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address