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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

Sagar Parikh

Advisor at PMA WEALTH MANAGEMENT

TUSTIN, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Sep 24, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PMA WEALTH MANAGEMENT
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 22, 2008
First registration: Sep 24, 2008
Dual registered: yes, broker-dealer
Other names: SAGAR K PARIKH
IAPD individual key: 5397628

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PMA WEALTH MANAGEMENT	State registered	Nov 21, 2022	n/a	yes	TUSTIN, CA	Current employment
COORDINATE WEALTH	n/a	Feb 8, 2019	Dec 17, 2024	no	TUSTIN, CA	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Dec 19, 2018	Jun 11, 2019	no	TUSTIN, CA\|TUSTIN, CA\|SAN DIEGO, CA	Previous registration
SILBER BENNETT FINANCIAL, INC.	n/a	Jan 11, 2013	Dec 31, 2018	no	ENCINO, CA\|ENCINO, CA\|Tustin, CA	Previous registration
AMERICAN INDEPENDENT SECURITIES GROUP, LLC	Independent wealth	Apr 28, 2010	Jan 3, 2013	no	LOS ANGELES, CA\|TUSTIN, CA\|EAGLE, ID\|EAGLE, ID	Previous registration
EMPIRE SECURITIES CORPORATION	n/a	Oct 30, 2009	Apr 26, 2010	no	EL SEGUNDO, CA\|EL SEGUNDO, CA\|BREA, CA\|EL SEGUNDO, CA	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Sep 24, 2008	Oct 16, 2009	no	DIAMOND BAR, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COORDINATE WEALTH	PMA WEALTH MANAGEMENT	Dec 17, 2024	Nov 21, 2022	-757	Firm change after gap	Other
WOODBURY FINANCIAL SERVICES, INC.	COORDINATE WEALTH	Jun 11, 2019	Feb 8, 2019	-123	Firm change after gap	Other
SILBER BENNETT FINANCIAL, INC.	WOODBURY FINANCIAL SERVICES, INC.	Dec 31, 2018	Dec 19, 2018	-12	Firm change	Other
AMERICAN INDEPENDENT SECURITIES GROUP, LLC	SILBER BENNETT FINANCIAL, INC.	Jan 3, 2013	Jan 11, 2013	8	Firm change	Other
EMPIRE SECURITIES CORPORATION	AMERICAN INDEPENDENT SECURITIES GROUP, LLC	Apr 26, 2010	Apr 28, 2010	2	Firm change	Other
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	EMPIRE SECURITIES CORPORATION	Oct 16, 2009	Oct 30, 2009	14	Firm change	Other

Relationships

Registered with (7)

→ PMA WEALTH MANAGEMENTRegistered adviserregistration: current employment
Nov 21, 2022 to presentfactForm ADV
→ COORDINATE WEALTHRegistered adviserregistration: previous registration
Feb 8, 2019 to Dec 17, 2024factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Dec 19, 2018 to Jun 11, 2019factForm ADV
→ SILBER BENNETT FINANCIAL, INC.Registered adviserregistration: previous registration
Jan 11, 2013 to Dec 31, 2018factForm ADV
→ AMERICAN INDEPENDENT SECURITIES GROUP, LLCRegistered adviserregistration: previous registration
Apr 28, 2010 to Jan 3, 2013factForm ADV
→ EMPIRE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Oct 30, 2009 to Apr 26, 2010factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Sep 24, 2008 to Oct 16, 2009factForm ADV

Dated events

Occurred
Dec 17, 2024
Advisor changed firm
Sagar Parikh left Coordinate Wealth for Pma Wealth Management (registered 2022-11-21)
Form ADVobserved 5 days ago