DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••• P•••••

P•• W••••• M•••••••••state registeredTustin, Cadual registrantIAPD 5397628

Feed of 09/14/2026

Also filed as Sagar K Parikh

At current firm

3 y

since Nov 21, 2022

In the industry

21 y

since Jan 1, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•• W••••• M••••••••• state registered current
since Nov 21, 2022 · Tustin, Ca
C••••••••• W••••• unclassified
Feb 8, 2019 to Dec 17, 2024 · Tustin, Ca
W••••••• F•••••••• S•••••••• I••• former
Dec 19, 2018 to Jun 11, 2019 · Tustin, Ca
S••••• B•••••• F••••••••• I••• unclassified
Jan 11, 2013 to Dec 31, 2018 · Encino, Ca
A••••••• I••••••••• S••••••••• G••••• L•• i••••••••• wealth
Apr 28, 2010 to Jan 3, 2013 · Los Angeles, Ca
E••••• S••••••••• C••••••••• unclassified
Oct 30, 2009 to Apr 26, 2010 · El Segundo, Ca
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Sep 24, 2008 to Oct 16, 2009 · Diamond Bar, Ca

Moves

a registration end followed by a registration begin elsewhere

C••••••••• W••••• to P•• W••••• M•••••••••
left Dec 17, 2024, registered Nov 21, 2022 (-757 days) · Other
W••••••• F•••••••• S•••••••• I••• to C••••••••• W•••••
left Jun 11, 2019, registered Feb 8, 2019 (-123 days) · Other
S••••• B•••••• F••••••••• I••• to W••••••• F•••••••• S•••••••• I•••
left Dec 31, 2018, registered Dec 19, 2018 (-12 days) · Other
A••••••• I••••••••• S••••••••• G••••• L•• to S••••• B•••••• F••••••••• I•••
left Jan 3, 2013, registered Jan 11, 2013 (8 days) · Other
E••••• S••••••••• C••••••••• to A••••••• I••••••••• S••••••••• G••••• L••
left Apr 26, 2010, registered Apr 28, 2010 (2 days) · Other
C•••••••• I••••••••• R••••••• A•••••••• I••• to E••••• S••••••••• C•••••••••
left Oct 16, 2009, registered Oct 30, 2009 (14 days) · Other

Signals

S•••• P••••• left C••••••••• W••••• for P•• W••••• M••••••••• (registered 2022-11-21)
Dec 17, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address