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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

SHEETS SMITH WEALTH MANAGEMENT

CRD 105710

WINSTON SALEM, NC

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Search this name across graphsid dfx:ria:8b8c1eaf-750d-cbff-c7a3-dc1d64e81446

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 3
On other graphs: 1
Observed: Mar 23, 2012 to Mar 30, 2026
18 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Sheets Smith Wealth Management

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.91 fund_share=0.01 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.4BItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.4B
Private client RAUM: $1.2BderivedItem 5.D individuals plus high net worth individuals
Private client share: 91%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 10
RAUM per advisor: $137Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 15
Advisory employees: 11
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 1,070
Individual clients: 208
High net worth clients: 174
Custody, client assets: $315M
SEC number: 801-31437
CIK: 1157436
CRD: 105710
Filings on the tape: 18
First filed: Mar 23, 2012
Latest filed: Mar 30, 2026
Organised: Corporation, NC
Website: sheetssmith.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
PAUL THOMAS ANTHONY	Chartered Financial Analyst	WINSTON-SALEM, NC	21	27	n/a	no
THOMAS EDWARD CARTEE	n/a	WINSTON-SALEM, NC	21	32	n/a	no
JOHN RICHARD SHEETS	Certified Financial Planner	WINSTON-SALEM, NC	21	43	n/a	no
JEFFREY MERRILL CHRISTOPHER	n/a	WINSTON-SALEM, NC	21	24	n/a	no
PHU MINH Roy O	n/a	WINSTON SALEM, NC	12	28	n/a	no
TRENT RYAN SHEETS	Certified Financial Planner	Atlanta, GA \| WINSTON SALEM, NC	12	19	2	no
MARY CAROLINE SHAMBURG	n/a	WINSTON SALEM, NC	8	13	2	no
ROBERT EMERSON PIKE	Chartered Financial Analyst	WINSTON SALEM, NC	6	27	2	no
GEOFFREY WINSTON DANN	n/a	WINSTON SALEM, NC \| STAATSBURG, NY	2	15	1	no
NTINA Karagiannis Skoteiniadis	n/a	WINSTON SALEM, NC	2	31	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ANTHONY, PAUL, THOMAS	President	Na	yes	01/2018	Mar 30, 2026	Mar 30, 2026
HEWETT, ALLISON, HUGHES	CHIEF COMPLIANCE OFFICER	Na	yes	01/2018	Mar 30, 2026	Mar 30, 2026
SHEETS, JOHN, RICHARD	Chairman	C	yes	09/1982	Mar 30, 2026	Mar 30, 2026
SHEETS, STEPHEN, TODD	MINORITY OWNER	C	yes	12/2015	Mar 30, 2026	Mar 30, 2026
SHEETS, TRENT, RYAN	WEALTH MANAGER	C	yes	05/2013	Mar 30, 2026	Mar 30, 2026
GILBERT, DAVID, BEELER	EXECUTIVE VICE PRESIDENT	Na	yes	06/1995	Mar 23, 2012	Feb 28, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SHEETS SMITH INVESTMENT MANAGEMENT, LLC	n/a	Former SEC adviser	$130M	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Atlanta	Ga	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$1.4B	$1.4B	15	11	2	n/a	n/a
2024	Mar 3, 2025	$1.2B	$1.2B	17	12	1	n/a	n/a
2023	Feb 28, 2024	$1.1B	$1.1B	15	10	1	n/a	n/a
2022	Mar 14, 2023	$965M	$965M	14	10	1	n/a	n/a
2021	Mar 7, 2022	$1.1B	$1.1B	14	10	1	n/a	n/a
2020	Mar 12, 2021	$999M	$999M	13	9	1	n/a	n/a
2019	Mar 24, 2020	$796M	$796M	15	10	1	n/a	n/a
2018	Mar 28, 2019	$725M	$725M	15	10	1	n/a	n/a
2017	Mar 27, 2018	$775M	$775M	15	10	1	n/a	n/a
2016	Mar 21, 2017	$714M	$714M	16	10	n/a	n/a	n/a
2015	Mar 18, 2016	$700M	$700M	16	10	n/a	n/a	n/a
2014	Mar 25, 2015	$729M	$729M	15	9	n/a	n/a	n/a
2013	Mar 21, 2014	$701M	$701M	14	9	n/a	n/a	n/a
2012	Mar 28, 2013	$610M	$610M	13	7	n/a	n/a	n/a
2011	Mar 23, 2012	$521M	$521M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	2	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.4B	$1.2B	9.7%	$965M	12.3%	15	17	2	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SHEETS SMITH INVESTMENT MANAGEMENT, LLC	2	Mar 4, 2020	Feb 25, 2020	WINSTONSALEM, NC	Team lift out	Other	22.2%

Relationships

Affiliated with (3)

← CAROLINA FINANCIAL ADVISORS, INC.Registered adviserother investment adviser
factForm ADV
→ SHEETS SMITH INVESTMENT MANAGEMENT, LLCRegistered adviserother investment adviser, control
factForm ADV
← SHEETS SMITH INVESTMENT MANAGEMENT, LLCRegistered adviserother investment adviser
factForm ADV

Registered with (13)

← NTINA Karagiannis SkoteiniadisAdvisorregistration: current employment
Jul 4, 2024 to presentfactForm ADV
← GEOFFREY WINSTON DANNAdvisorregistration: current employment
Jan 10, 2024 to presentfactForm ADV
← ROBERT EMERSON PIKEAdvisorregistration: current employment
Mar 5, 2020 to presentfactForm ADV
← MARY CAROLINE SHAMBURGAdvisorregistration: current employment
Dec 13, 2017 to presentfactForm ADV
← TRENT RYAN SHEETSAdvisorregistration: current employment
Mar 10, 2014 to presentfactForm ADV
← PHU MINH Roy OAdvisorregistration: current employment
Nov 25, 2013 to presentfactForm ADV
← JEFFREY MERRILL CHRISTOPHERAdvisorregistration: current employment
Mar 22, 2005 to presentfactForm ADV
← JOHN RICHARD SHEETSAdvisorregistration: current employment
Mar 7, 2005 to presentfactForm ADV
← THOMAS EDWARD CARTEEAdvisorregistration: current employment
Feb 28, 2005 to presentfactForm ADV
← PAUL THOMAS ANTHONYAdvisorregistration: current employment
Feb 2, 2005 to presentfactForm ADV
← Logan Cameron RuthlingAdvisorregistration: previous registration
May 9, 2024 to May 1, 2025factForm ADV
← ZOLLY CORNELL BOWDENAdvisorregistration: previous registration
Jan 27, 2005 to Mar 4, 2020factForm ADV
← Gregory Cornell BowdenAdvisorregistration: previous registration
Oct 13, 2016 to Mar 4, 2020factForm ADV

Controls (6)

← GILBERT, DAVID, BEELEROwnerEXECUTIVE VICE PRESIDENT, ownership code NA, individual
Mar 23, 2012 to Feb 28, 2024factForm ADV
← ANTHONY, PAUL, THOMASOwnerPRESIDENT, ownership code NA, individual
Mar 23, 2012 to Feb 28, 2024factForm ADV
← SHEETS, JOHN, RICHARDOwnerCHAIRMAN, ownership code C, individual
Mar 23, 2012 to Feb 28, 2024factForm ADV
← SHEETS, STEPHEN, TODDOwnerMINORITY OWNER, ownership code C, individual
Mar 18, 2016 to Feb 28, 2024factForm ADV
← SHEETS, TRENT, RYANOwnerWEALTH MANAGER, ownership code C, individual
Mar 18, 2016 to Feb 28, 2024factForm ADV
← HEWETT, ALLISON, HUGHESOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 27, 2018 to Feb 28, 2024factForm ADV

Moved with (1)

→ SHEETS SMITH INVESTMENT MANAGEMENT, LLCRegistered adviser2 advisors, team lift out, same day
Mar 4, 2020 to Feb 25, 2020factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
May 1, 2025
Advisor changed firm
Logan Cameron Ruthling left Sheets Smith Wealth Management for Masonboro Advisors (registered 2025-05-07)
Form ADVobserved 4 days ago
Occurred
Mar 12, 2021
Regulatory AUM changed
Sheets Smith Wealth Management reported RAUM $998.6M, up 29% from $773.9M (2020-06-23 to 2021-03-12)
Form ADVobserved 4 days ago
$225M

Show 1 bookkeeping events

Occurred
Mar 27, 2018
Sheets Smith Wealth Management reported 10 state-registered advisory representatives, up from 0 (2017-03-21 to 2018-03-27)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8b8c1eaf-750d-cbff-c7a3-dc1d64e81446
First observed: Mar 23, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SHEETS SMITH WEALTH MANAGEMENT

CRD 105710

WINSTON SALEM, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8b8c1eaf-750d-cbff-c7a3-dc1d64e81446

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:06 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

PAUL THOMAS ANTHONY

Chartered Financial Analyst

WINSTON-SALEM, NC

n/a

THOMAS EDWARD CARTEE

n/a

WINSTON-SALEM, NC

n/a

JOHN RICHARD SHEETS

Certified Financial Planner

WINSTON-SALEM, NC

n/a

JEFFREY MERRILL CHRISTOPHER

n/a

WINSTON-SALEM, NC

n/a

PHU MINH Roy O

n/a

WINSTON SALEM, NC

n/a

TRENT RYAN SHEETS

Certified Financial Planner

Atlanta, GA | WINSTON SALEM, NC

MARY CAROLINE SHAMBURG

n/a

WINSTON SALEM, NC

ROBERT EMERSON PIKE

Chartered Financial Analyst

WINSTON SALEM, NC

GEOFFREY WINSTON DANN

n/a

WINSTON SALEM, NC | STAATSBURG, NY

NTINA Karagiannis Skoteiniadis

n/a

WINSTON SALEM, NC

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ANTHONY, PAUL, THOMAS

President

yes

01/2018

Mar 30, 2026

HEWETT, ALLISON, HUGHES

CHIEF COMPLIANCE OFFICER

yes

01/2018

Mar 30, 2026

SHEETS, JOHN, RICHARD

Chairman

yes

09/1982

Mar 30, 2026

SHEETS, STEPHEN, TODD

MINORITY OWNER

yes

12/2015

Mar 30, 2026

SHEETS, TRENT, RYAN

WEALTH MANAGER

yes

05/2013

Mar 30, 2026

GILBERT, DAVID, BEELER

EXECUTIVE VICE PRESIDENT

yes

06/1995

Mar 23, 2012

Feb 28, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SHEETS SMITH INVESTMENT MANAGEMENT, LLC

n/a

Former SEC adviser

$130M

n/a

City

State

Country

Employees

Also broker-dealer

Atlanta

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$1.4B

n/a

2024

Mar 3, 2025

$1.2B

n/a

2023

Feb 28, 2024

$1.1B

n/a

2022

Mar 14, 2023

$965M

n/a

2021

Mar 7, 2022

$1.1B

n/a

2020

Mar 12, 2021

$999M

n/a

2019

Mar 24, 2020

$796M

n/a

2018

Mar 28, 2019

$725M

n/a

2017

Mar 27, 2018

$775M

n/a

2016

Mar 21, 2017

$714M

n/a

2015

Mar 18, 2016

$700M

n/a

2014

Mar 25, 2015

$729M

n/a

2013

Mar 21, 2014

$701M

n/a

2012

Mar 28, 2013

$610M

n/a

2011

Mar 23, 2012

$521M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.4B

$1.2B

9.7%

$965M

12.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SHEETS SMITH INVESTMENT MANAGEMENT, LLC

Mar 4, 2020

Feb 25, 2020

WINSTONSALEM, NC

Team lift out

Other

22.2%