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Advisor at SHEETS SMITH WEALTH MANAGEMENT
Atlanta, GA | WINSTON SALEM, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SHEETS SMITH WEALTH MANAGEMENT | Independent wealth | Mar 10, 2014 | n/a | yes | WINSTON SALEM, NC|Atlanta, GA | Current employment |
| E*TRADE CAPITAL MANAGEMENT, LLC | Former SEC adviser | Sep 10, 2009 | Apr 17, 2013 | no | ARLINGTON, VA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Aug 23, 2007 | Mar 18, 2008 | no | HENDERSON, NV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E*TRADE CAPITAL MANAGEMENT, LLC | SHEETS SMITH WEALTH MANAGEMENT | Apr 17, 2013 | Mar 10, 2014 | 327 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | E*TRADE CAPITAL MANAGEMENT, LLC | Mar 18, 2008 | Sep 10, 2009 | 541 | Firm change after gap | Other |