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Advisor at J.P. MORGAN SECURITIES LLC
SAN MATEO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 27, 2023 | n/a | yes | SAN MATEO, CA | Current employment |
| MORGAN STANLEY | Wirehouse | May 21, 2019 | Jun 2, 2023 | no | San Mateo, CA|Menlo Park, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 3, 2016 | Mar 21, 2019 | no | PALO ALTO, CA | Previous registration |
| FIRST ADVISORS NATIONAL, LLC | Independent wealth | Apr 13, 2016 | Sep 20, 2016 | no | San Carlos, CA | Previous registration |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Jan 16, 2015 | Dec 11, 2015 | no | SAN JOSE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | J.P. MORGAN SECURITIES LLC | Jun 2, 2023 | Oct 27, 2023 | 147 | Firm change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | Mar 21, 2019 | May 21, 2019 | 61 | Firm change | Wirehouse to wirehouse |
| FIRST ADVISORS NATIONAL, LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Sep 20, 2016 | Oct 3, 2016 | 13 | Firm change | Other |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | FIRST ADVISORS NATIONAL, LLC | Dec 11, 2015 | Apr 13, 2016 | 124 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:79:CA:2023-06-02 | Jun 2, 2023 | Oct 27, 2023 | MENLO PARK, CA | Firm change |