DFX Intelligence

J•••••• N••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

J•••••• N••• C••••••

Advisor at F•••• C••••••• A•••• M••••••••• I••

Charlotte, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8ba39179-83b4-d9d7-4ad1-c6aeee35e1c9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 2
On other graphs: 0
Observed: Dec 31, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• C••••••• A•••• M••••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 24, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 10

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• C••••••• A•••• M••••••••• I••	Bd affiliated wealth	Oct 25, 2022	n/a	yes	Charlotte, NC	Current employment
F•••• C••••••• I••••••• S•••••••• I•••	Bd affiliated wealth	Oct 25, 2022	Oct 19, 2023	no	Raleigh, NC\|CHARLOTTE, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• C••••••• I••••••• S•••••••• I•••	F•••• C••••••• A•••• M••••••••• I••	Oct 19, 2023	Oct 25, 2022	-359	Firm change after gap	Ibd to RIA
R••••••••• W••••• A•••••••	F•••• C••••••• I••••••• S•••••••• I•••	Sep 9, 2022	Oct 25, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
44430:140777:NC:2023-10-13	Oct 19, 2023	Oct 25, 2022	CHARLOTTE, NC	Firm change after gap
106156:106766:SC:2020-12-31	Dec 31, 2020	Jan 4, 2021	GREENVILLE, SC	Firm change

Relationships

Registered with (11)

→ F•••• C••••••• A•••• M••••••••• I••Registered adviserregistration: current employment
Oct 25, 2022 to presentfactForm ADV
→ F•••• C••••••• I••••••• S•••••••• I•••Registered adviserregistration: previous registration
Oct 25, 2022 to Oct 19, 2023factForm ADV
→ R••••••••• W••••• A•••••••Registered adviserregistration: previous registration
May 10, 2021 to Sep 9, 2022factForm ADV
→ O•••••••••

Dated events

Occurred
Oct 19, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Sep 9, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8ba39179-83b4-d9d7-4ad1-c6aeee35e1c9
First observed: Dec 31, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.