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Advisor at J.P. MORGAN SECURITIES LLC
San Francisco, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jun 5, 2026 | n/a | yes | San Francisco, CA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jun 13, 2018 | Jun 10, 2026 | no | GREENBRAE, CA|CORTE MADERA, CA|TARPON SPRINGS, FL|CORTE MADERA, CA | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jan 16, 2018 | May 24, 2018 | no | Mill Valley, CA | Previous registration |
| BANCWEST INVESTMENT SERVICES, INC. (BWIS) | Former SEC adviser | Jun 26, 2017 | Jan 17, 2018 | no | SAN FRANCISCO, CA|SAN FRANCISCO, CA|MILL VALLEY, CA|LARKSPUR, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | May 29, 2014 | Jun 15, 2017 | no | MILL VALLEY, CA|CORTE MADERA, CA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jul 3, 2013 | Mar 12, 2014 | no | SAN RAFAEL, CA|SAN RAFAEL, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | J.P. MORGAN SECURITIES LLC | Jun 10, 2026 | Jun 5, 2026 | -5 | Firm change | Wirehouse to wirehouse |
| J.P. MORGAN SECURITIES LLC | WELLS FARGO ADVISORS | May 24, 2018 | Jun 13, 2018 | 20 | Firm change | Wirehouse to wirehouse |
| BANCWEST INVESTMENT SERVICES, INC. (BWIS) | J.P. MORGAN SECURITIES LLC | Jan 17, 2018 | Jan 16, 2018 | -1 | Firm change | Ibd to wirehouse |
| WELLS FARGO ADVISORS | BANCWEST INVESTMENT SERVICES, INC. (BWIS) | Jun 15, 2017 | Jun 26, 2017 | 11 | Firm change | Other |
| MORGAN STANLEY | WELLS FARGO ADVISORS | Mar 12, 2014 | May 29, 2014 | 78 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 79:19616:CA:2018-05-24 | May 24, 2018 | Jun 13, 2018 | MILL VALLEY, CA | Firm change |