RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W••••••• O•••• N••••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Jun 5, 2026 · San Francisco, Ca
- W•••• F•••• A••••••• wirehouseJun 13, 2018 to Jun 10, 2026 · Greenbrae, Ca
- J••• M••••• S••••••••• L•• wirehouseJan 16, 2018 to May 24, 2018 · Mill Valley, Ca
- B••••••• I••••••••• S•••••••• I••• ••••• formerJun 26, 2017 to Jan 17, 2018 · San Francisco, Ca
- W•••• F•••• A••••••• wirehouseMay 29, 2014 to Jun 15, 2017 · Mill Valley, Ca
- M••••• S•••••• wirehouseJul 3, 2013 to Mar 12, 2014 · San Rafael, Ca
- W•••• F•••• A••••••• to J••• M••••• S••••••••• L••left Jun 10, 2026, registered Jun 5, 2026 (-5 days) · Wirehouse to wirehouse
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left May 24, 2018, registered Jun 13, 2018 (20 days) · Wirehouse to wirehouse · moved with a team
- B••••••• I••••••••• S•••••••• I••• ••••• to J••• M••••• S••••••••• L••left Jan 17, 2018, registered Jan 16, 2018 (-1 days) · Affiliated broker-dealer or bank to wirehouse
- W•••• F•••• A••••••• to B••••••• I••••••••• S•••••••• I••• •••••left Jun 15, 2017, registered Jun 26, 2017 (11 days) · Other
- M••••• S•••••• to W•••• F•••• A•••••••left Mar 12, 2014, registered May 29, 2014 (78 days) · Wirehouse to wirehouse
- W••••••• O•••• N•••••• left W•••• F•••• A••••••• for J••• M••••• S••••••••• L•• (registered 2026-06-05)Jun 10, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address