DFX Intelligence

L•••• J•• P•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

L•••• J•• P•••••••••

Advisor at A••••••••• I••••••••• S•••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:8bcfa69e-812f-1f60-a9d1-c79eac203d12

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Nov 26, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• I••••••••• S•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 8, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• I••••••••• S•••••••• I•••	Independent wealth	Oct 1, 2021	n/a	yes	ST. LOUIS PARK, MN\|WATERTOWN, WI\|CHICAGO, IL\|BROOKFIELD, WI\|MADISON, WI\|JANESVILLE, WI\|MACHESNEY PARK, IL	Current employment
U••• B•••••• I••••••••• I•••	Former SEC adviser	Jun 21, 2021	Oct 8, 2021	no

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••• B•••••• I••••••••• I•••	A••••••••• I••••••••• S•••••••• I•••	Oct 8, 2021	Oct 1, 2021	-7	Firm change	Ibd to RIA
T• A••••••••• I•••	U••• B•••••• I••••••••• I•••	Jan 11, 2021	Jun 21, 2021

Relationships

Registered with (6)

→ A••••••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Aug 12, 2013 to Dec 22, 2014factForm ADV
→ U••• B•••••• I••••••••• I•••Registered adviserregistration: previous registration
Jun 21, 2021 to Oct 8, 2021factForm ADV
→ T• A••••••••• I•••Registered adviserregistration: previous registration
Jan 14, 2015 to Jan 11, 2021factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8bcfa69e-812f-1f60-a9d1-c79eac203d12
First observed: Nov 26, 2008
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.