DFX Intelligence

C•••••••• J••• H••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst11 years in industry

C•••••••• J••• H••

Advisor at S••• C•••••• L••

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:8be6904a-4b0d-72c2-1d8c-63e13988cf44

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 1, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••• C•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••• C•••••• L••	Independent wealth	Aug 18, 2025	n/a	yes	SAN FRANCISCO, CA	Current employment
A••••••••• L•••	Other adviser	Mar 28, 2022	Jun 30, 2025	no	SAN FRANCiSCO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• L•••	S••• C•••••• L••	Jun 30, 2025	Aug 18, 2025	49	Firm change	Other
I•• C••••••• L••	A••••••••• L•••	Dec 1, 2021	Mar 28, 2022

Relationships

Registered with (3)

→ S••• C•••••• L••Registered adviserregistration: current employment
Aug 18, 2025 to presentfactForm ADV
→ A••••••••• L•••Registered adviserregistration: previous registration
Mar 28, 2022 to Jun 30, 2025factForm ADV
→ I•• C••••••• L••Registered adviserregistration: previous registration
Mar 1, 2021 to Dec 1, 2021factForm ADV

Dated events

Occurred
Jun 30, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8be6904a-4b0d-72c2-1d8c-63e13988cf44
First observed: Mar 1, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.