DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R••••• F••••••••• L••
MELBOURNE, FL | Jacksonville, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R••••• F••••••••• L•• | Independent wealth | May 16, 2025 | n/a | yes | Jacksonville, FL|MELBOURNE, FL | Current employment |
| C•••• R••• A••••••• L•• | Former SEC adviser | Nov 8, 2024 | Jun 27, 2025 | no | PONTE VEDRA BEACH, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••• R••• A••••••• L•• | R••••• F••••••••• L•• | Jun 27, 2025 | May 16, 2025 | -42 | Firm change after gap | RIA to RIA |
| R•••••• J•••• • A••••••••• I••• | C•••• R••• A••••••• L•• | Mar 12, 2024 | Nov 8, 2024 |
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Nov 19, 2003 | Mar 12, 2024 | no | JACKSONVILLE, FL|GREENVILLE, SC|JACKSONVILLE, FL|MT. PLEASANT, SC | Previous registration |
| D••••••• B••• S••••••••• I••• | No RAUM reported | Jul 19, 2002 | Dec 3, 2002 | no | ATLANTA, GA | Previous registration |
| 241 |
| Firm change |
| Ibd to RIA |
| D••••••• B••• S••••••••• I••• | R•••••• J•••• • A••••••••• I••• | Dec 3, 2002 | Nov 19, 2003 | 351 | Firm change | Other |