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RIA / WealthAdvisor31 years in industry

PHIL GIUSEPPE FIORE

Advisor at PROCYON

SHELTON, CT

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 1
Observed: Apr 5, 1995 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Phil Giuseppe Fiore

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PROCYON
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 4, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Nov 4, 1994
First registration: Apr 5, 1995
Dual registered: no
Other names: PHIL FIORE|FELICE G FIORE|PHIL G FIORE
IAPD individual key: 2547584

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Procyon	Mixed wealth	Jul 24, 2017	n/a	yes	SHELTON, CT	Current employment
PROCYON INSTITUTIONAL PARTNERS, LLC	Former SEC adviser	Nov 30, 2017	Feb 2, 2022	no	SHELTON, CT	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Apr 24, 2009	Dec 21, 2016	no	STAMFORD, CT	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 28, 2005	May 1, 2009	no	FAIRFIELD, CT\|FAIRFIELD, CT	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 2003	Nov 1, 2005	no	WESTPORT, CT	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Apr 5, 1995	Jul 1, 2003	no	WESTPORT, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PROCYON INSTITUTIONAL PARTNERS, LLC	n/a	Feb 2, 2022	n/a	n/a	Departure no registered destination	Departure
UBS FINANCIAL SERVICES INC.	Procyon	Dec 21, 2016	Jul 24, 2017	215	Firm change	Wirehouse to new firm
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	UBS FINANCIAL SERVICES INC.	May 1, 2009	Apr 24, 2009	-7	Firm change	Wirehouse to wirehouse
WELLS FARGO ADVISORS	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Nov 1, 2005	Oct 28, 2005	-4	Firm change	Wirehouse to wirehouse
PRUDENTIAL EQUITY GROUP, LLC	WELLS FARGO ADVISORS	Jul 1, 2003	Jul 1, 2003	0	Bulk transfer	Other

Relationships

Registered with (6)

→ PROCYONRegistered adviserregistration: current employment
Jul 24, 2017 to presentfactForm ADV
→ PROCYON INSTITUTIONAL PARTNERS, LLCRegistered adviserregistration: previous registration
Nov 30, 2017 to Feb 2, 2022factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Apr 24, 2009 to Dec 21, 2016factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 28, 2005 to May 1, 2009factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2003 to Nov 1, 2005factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Apr 5, 1995 to Jul 1, 2003factForm ADV

Dated events

Occurred
Feb 2, 2022
Advisor departed, no destination yet
Phil Giuseppe Fiore no longer registered at Procyon Institutional Partners, Llc; no later IA registration on IAPD
Form ADVobserved 6 days ago