DFX Intelligence

C•••••••• A•• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst11 years in industry

C•••••••• A•• S••••••

Advisor at A•••• F•••••••• P•••••••• L••

WINTER PARK, FL

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Search this name across graphsid dfx:ria:8c071ca9-45bf-ef56-f486-1ead934044c2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Dec 4, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• F•••••••• P•••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• F•••••••• P•••••••• L••	Mixed wealth	Mar 25, 2026	n/a	yes	WINTER PARK, FL	Current employment
A••••• F•••••••• A•••••••• I•••	Independent wealth	Apr 14, 2023	Mar 3, 2026	no	ORLANDO, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• F•••••••• A•••••••• I•••	A•••• F•••••••• P•••••••• L••	Mar 3, 2026	Mar 25, 2026	22	Firm change	RIA to RIA
A•••••• P••••••• W••••• M•••••••••	A••••• F•••••••• A•••••••• I•••	Mar 28, 2023	Apr 14, 2023

Relationships

Registered with (4)

→ A•••• F•••••••• P•••••••• L••Registered adviserregistration: current employment
Mar 25, 2026 to presentfactForm ADV
→ A••••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Apr 14, 2023 to Mar 3, 2026factForm ADV
→ A•••••• P••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Jul 29, 2022 to Mar 28, 2023factForm ADV
→ C•••••• S••••• • C••• I•••

Dated events

Occurred
Mar 3, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 28, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 27, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8c071ca9-45bf-ef56-f486-1ead934044c2
First observed: Dec 4, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.