DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••••• A•• S••••••

A•••• F•••••••• P•••••••• L••mixed wealthWinter Park, FlIA-onlyIAPD 6511062

Chartered Financial Analyst

Feed of 09/14/2026

Also filed as C•••••••• A•• S••••••

At current firm

0 y

since Mar 25, 2026

In the industry

11 y

since May 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A•••• F•••••••• P•••••••• L•• mixed wealth current
since Mar 25, 2026 · Winter Park, Fl
A••••• F•••••••• A•••••••• I••• independent RIA
Apr 14, 2023 to Mar 3, 2026 · Orlando, Fl
A•••••• P••••••• W••••• M••••••••• independent RIA
Jul 29, 2022 to Mar 28, 2023 · Maitland, Fl
C•••••• S••••• • C••• I••• national BD
Apr 8, 2019 to Jun 27, 2022 · New York City, Ny
A••••• F•••••••• A•••••••• I••• independent RIA
Dec 4, 2015 to Mar 21, 2019 · Orlando, Fl

Moves

a registration end followed by a registration begin elsewhere

A••••• F•••••••• A•••••••• I••• to A•••• F•••••••• P•••••••• L••
left Mar 3, 2026, registered Mar 25, 2026 (22 days) · RIA to RIA
A•••••• P••••••• W••••• M••••••••• to A••••• F•••••••• A•••••••• I•••
left Mar 28, 2023, registered Apr 14, 2023 (17 days) · RIA to RIA
C•••••• S••••• • C••• I••• to A•••••• P••••••• W••••• M•••••••••
left Jun 27, 2022, registered Jul 29, 2022 (32 days) · Affiliated broker-dealer or bank to independent RIA
A••••• F•••••••• A•••••••• I••• to C•••••• S••••• • C••• I•••
left Mar 21, 2019, registered Apr 8, 2019 (18 days) · RIA to affiliated broker-dealer or bank

Signals

C•••••••• A•• S•••••• left A••••• F•••••••• A•••••••• I••• for A•••• F•••••••• P•••••••• L•• (registered 2026-03-25)
Mar 3, 2026 · Advisor changed firm · fact
C•••••••• A•• S•••••• left A•••••• P••••••• W••••• M••••••••• for A••••• F•••••••• A•••••••• I••• (registered 2023-04-14)
Mar 28, 2023 · Advisor changed firm · fact
C•••••••• A•• S•••••• left C•••••• S••••• • C••• I••• for A•••••• P••••••• W••••• M••••••••• (registered 2022-07-29)
Jun 27, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address