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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)54 years in industry

CHARLES ALVIN SEWELL

Advisor at OSAIC WEALTH, INC.

SMITHVILLE, TN | COOKEVILLE, TN | Baxter, TN

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Search this name across graphsid dfx:ria:8c20eafb-8d00-cb8e-de80-d4074cca21ca

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 15, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 1971earliest registration or exam on IAPD
Years in industry: 54derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Dec 18, 1984
First registration: Mar 15, 2004
Dual registered: yes, broker-dealer
Other names: CHARLES ALVIN SEWELL|Charles A Sewell
IAPD individual key: 1327173

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 14, 2024	n/a	yes	COOKEVILLE, TN\|SMITHVILLE, TN\|Baxter, TN	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Sep 18, 2020	Jun 14, 2024	no	BAXTER, TN	Previous registration
SSN ADVISORY, INC.	Former SEC adviser	Feb 3, 2020	Sep 18, 2020	no	Baxter, TN	Previous registration
COMPASS ADVISORY PARTNERS LLC	Former SEC adviser	Oct 24, 2007	Feb 12, 2020	no	BAXTER, TN	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Mar 15, 2004	Feb 18, 2020	no	COOKEVILLE, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	OSAIC WEALTH, INC.	Jun 14, 2024	Jun 14, 2024	0	Bulk transfer	Ibd to ibd
SSN ADVISORY, INC.	SECURITIES AMERICA ADVISORS, INC.	Sep 18, 2020	Sep 18, 2020	0	Bulk transfer	Ibd to ibd
FSC SECURITIES CORPORATION	COMPASS ADVISORY PARTNERS LLC	Feb 18, 2020	Oct 24, 2007	-4,500	Firm change after gap	Other
COMPASS ADVISORY PARTNERS LLC	SSN ADVISORY, INC.	Feb 12, 2020	Feb 3, 2020	-9	Firm change	RIA to ibd

Relationships

Registered with (5)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jun 14, 2024 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Sep 18, 2020 to Jun 14, 2024factForm ADV
→ SSN ADVISORY, INC.Registered adviserregistration: previous registration
Feb 3, 2020 to Sep 18, 2020factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Mar 15, 2004 to Feb 18, 2020factForm ADV
→ COMPASS ADVISORY PARTNERS LLCRegistered adviserregistration: previous registration
Oct 24, 2007 to Feb 12, 2020factForm ADV

Dated events

No dated event names this entity yet.