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Advisor at D.A. DAVIDSON & CO.
BOZEMAN, MT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| D.A. DAVIDSON & CO. | Independent wealth | Aug 12, 2026 | n/a | yes | BOZEMAN, MT | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 30, 2016 | Aug 28, 2026 | no | BOZEMAN, MT|Bozeman, MT|SAN DIEGO, CA | Previous registration |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jan 21, 2014 | Nov 29, 2016 | no | BOZEMAN, MT | Previous registration |
| CETERA INVESTMENT SERVICES LLC | Former SEC adviser | Dec 11, 2006 | Jan 21, 2014 | no | LIVINGSTON, MT|BOZEMAN, MT|BOZEMAN, MT|BOZEMAN, MT|BOZEMAN, MT | Previous registration |
| FINTEGRA, LLC | Former SEC adviser | Oct 7, 2005 | Dec 15, 2006 | no | BOZEMAN, MT|BOZEMAN, MT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | D.A. DAVIDSON & CO. | Aug 28, 2026 | Aug 12, 2026 | -16 | Firm change | Ibd to RIA |
| CETERA INVESTMENT ADVISERS LLC | LPL FINANCIAL LLC | Nov 29, 2016 | Nov 30, 2016 | 1 | Bulk transfer | Other |
| CETERA INVESTMENT SERVICES LLC | CETERA INVESTMENT ADVISERS LLC | Jan 21, 2014 | Jan 21, 2014 | 0 | Bulk transfer | Other |
| FINTEGRA, LLC | CETERA INVESTMENT SERVICES LLC | Dec 15, 2006 | Dec 11, 2006 | -4 | Firm change | Other |