RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• C•••••• M•••••
- D••• D••••••• • C•• independent RIA currentsince Aug 12, 2026 · Bozeman, Mt
- L•• F•••••••• L•• BD affiliatedNov 30, 2016 to Aug 28, 2026 · Bozeman, Mt
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 21, 2014 to Nov 29, 2016 · Bozeman, Mt
- C••••• I••••••••• S••••••• L•• formerDec 11, 2006 to Jan 21, 2014 · Livingston, Mt
- F•••••••• L•• formerOct 7, 2005 to Dec 15, 2006 · Bozeman, Mt
- L•• F•••••••• L•• to D••• D••••••• • C••left Aug 28, 2026, registered Aug 12, 2026 (-16 days) · Affiliated broker-dealer or bank to independent RIA
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left Nov 29, 2016, registered Nov 30, 2016 (1 days) · corporate re-registration, not a move
- C••••• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
- F•••••••• L•• to C••••• I••••••••• S••••••• L••left Dec 15, 2006, registered Dec 11, 2006 (-4 days) · Other
- J••• C•••••• M••••• left L•• F•••••••• L•• for D••• D••••••• • C•• (registered 2026-08-12)Aug 28, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address