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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

CHARLES EDWARD ROBERTS

Advisor at FOUNDERS FINANCIAL SECURITIES, LLC

Salem, NH

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Search this name across graphsid dfx:ria:8c39c05c-8168-27c6-a2f5-9fd2c7fcc3aa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 1, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FOUNDERS FINANCIAL SECURITIES, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 24, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Jun 24, 2002
First registration: Mar 1, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 4533614

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FOUNDERS FINANCIAL SECURITIES, LLC	Independent wealth	Nov 26, 2013	n/a	yes	Salem, NH	Current employment
NEW ENGLAND INVESTMENT & RETIREMENT GROUP, INC.	Former SEC adviser	Feb 13, 2006	Nov 19, 2013	no	NORTH ANDOVER, MA	Previous registration
WADDELL & REED	Former SEC adviser	Mar 6, 2003	Feb 18, 2004	no	PORTSMOUTH, NH	Previous registration
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Mar 1, 2003	Feb 7, 2011	no	NORTH ANDOVER, MA\|ROWLEY, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NEW ENGLAND INVESTMENT & RETIREMENT GROUP, INC.	FOUNDERS FINANCIAL SECURITIES, LLC	Nov 19, 2013	Nov 26, 2013	7	Firm change	Other
COMMONWEALTH FINANCIAL NETWORK	WADDELL & REED	Feb 7, 2011	Mar 6, 2003	-2,895	Firm change after gap	Other
WADDELL & REED	NEW ENGLAND INVESTMENT & RETIREMENT GROUP, INC.	Feb 18, 2004	Feb 13, 2006	726	Firm change after gap	Other

Relationships

Registered with (4)

→ FOUNDERS FINANCIAL SECURITIES, LLCRegistered adviserregistration: current employment
Nov 26, 2013 to presentfactForm ADV
→ NEW ENGLAND INVESTMENT & RETIREMENT GROUP, INC.Registered adviserregistration: previous registration
Feb 13, 2006 to Nov 19, 2013factForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Mar 1, 2003 to Feb 7, 2011factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Mar 6, 2003 to Feb 18, 2004factForm ADV

Dated events

No dated event names this entity yet.