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J••• T••••• P•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

J••• T••••• P•••

Advisor at R•• A••••••• G••••• L••

The Villages, FL | DES MOINES, IA | Urbandale, IA

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Search this name across graphsid dfx:ria:8c52b185-b404-849f-8e8f-3be5f9a23706

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 6, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• A••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 19, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•• A••••••• G••••• L••	Independent wealth	Sep 4, 2012	n/a	yes	The Villages, FL\|Urbandale, IA\|DES MOINES, IA	Current employment
A•••••• B••• O••••• T••••••••• L••	n/a	Mar 23, 2016	Dec 31, 2016	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• B••• O••••• T••••••••• L••	n/a	Dec 31, 2016	n/a	n/a	Departure no registered destination	Departure
E• A••••••• L••	R•• A••••••• G••••• L••	Dec 31, 2012	Sep 4, 2012

Relationships

Registered with (5)

→ R•• A••••••• G••••• L••Registered adviserregistration: current employment
Sep 4, 2012 to presentfactForm ADV
→ A•••••• B••• O••••• T••••••••• L••Registered adviserregistration: previous registration
Mar 23, 2016 to Dec 31, 2016factForm ADV
→ E• A••••••• L••Registered adviserregistration: previous registration
Jul 1, 2011 to Dec 31, 2012factForm ADV
→ B•••••• F••••• • C•••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8c52b185-b404-849f-8e8f-3be5f9a23706
First observed: Nov 6, 2006
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.