DFX Intelligence

E•••••••• R• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

E•••••••• R• K•••••

Advisor at L•• F•••••••• L••

BRENTWOOD, TN

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Search this name across graphsid dfx:ria:8c8daff0-0931-ad3f-73bc-22c131b9af34

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 16, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 15, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jan 1, 2026	n/a	yes	BRENTWOOD, TN	Current employment
F•••• T•••••••• A••••••• S•••••••• I•••	Former SEC adviser	Apr 23, 2012	Oct 10, 2013	no	MEMPHIS, TN\|NASHVILLE, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• H•••••• A•••••••• I••	F•••• T•••••••• A••••••• S•••••••• I•••	Oct 2, 2025	Apr 23, 2012	-4,910	Firm change after gap	Other
F•••• T•••••••• A••••••• S•••••••• I•••	L•• F•••••••• L••	Oct 10, 2013	Jan 1, 2026

Team moves

••• Locked

Team	Left	Joined	From	Kind
17117:143830:TN:2025-09-29	Oct 2, 2025	Apr 23, 2012	MEMPHIS, TN	Firm change after gap

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ F•••• H•••••• A•••••••• I••Registered adviserregistration: previous registration
Oct 15, 2004 to Oct 2, 2025factForm ADV
→ F•••• T•••••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Apr 23, 2012 to Oct 10, 2013factForm ADV
→ M••••• K••••• • C••••••• L••

Dated events

Occurred
Oct 2, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8c8daff0-0931-ad3f-73bc-22c131b9af34
First observed: Jan 16, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.