RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••••••• R• K•••••
- L•• F•••••••• L•• BD affiliated currentsince Jan 1, 2026 · Brentwood, Tn
- F•••• T•••••••• A••••••• S•••••••• I••• formerApr 23, 2012 to Oct 10, 2013 · Memphis, Tn
- F•••• H•••••• A•••••••• I•• formerOct 15, 2004 to Oct 2, 2025 · Nashville, Tn
- M••••• K••••• • C••••••• L•• formerJan 16, 2004 to Sep 7, 2004 · Memphis, Tn
- F•••• H•••••• A•••••••• I•• to F•••• T•••••••• A••••••• S•••••••• I•••left Oct 2, 2025, registered Apr 23, 2012 (-4910 days) · Other · moved with a team
- F•••• T•••••••• A••••••• S•••••••• I••• to L•• F•••••••• L••left Oct 10, 2013, registered Jan 1, 2026 (4466 days) · corporate re-registration, not a move
- M••••• K••••• • C••••••• L•• to F•••• H•••••• A•••••••• I••left Sep 7, 2004, registered Oct 15, 2004 (38 days) · Other
- E•••••••• R• K••••• left F•••• H•••••• A•••••••• I•• for F•••• T•••••••• A••••••• S•••••••• I••• (registered 2012-04-23)Oct 2, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address